Compliance Manager Jobs in Cold Spring Harbor, NY

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

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Accounting & Compliance Manager

  • Port Chester, NY (16 miles from Cold Spring Harbor, NY)
  • 5 days ago
  • Port Chester, NY (16 miles from Cold Spring Harbor, NY)
  • 5 days ago

Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....

Managing Director, Compliance & Regulatory Risk Assessment

  • Jericho, NY (6 miles from Cold Spring Harbor, NY)
  • 6 days ago
  • Jericho, NY (6 miles from Cold Spring Harbor, NY)
  • 6 days ago

Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...

Director of Compliance

  • Medford, NY (24 miles from Cold Spring Harbor, NY)
  • 9 days ago
  • Medford, NY (24 miles from Cold Spring Harbor, NY)
  • 9 days ago

Our client, a leading financial institution, is seeking a Director of Compliance to join their team. As a Director of Compliance, you will be part of the Risk Management department supporting the...

Regional Manager, Compliance

  • Valhalla, NY (23 miles from Cold Spring Harbor, NY)
  • 22 days ago
  • Valhalla, NY (23 miles from Cold Spring Harbor, NY)
  • 22 days ago

The Regional Manager, Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC Health...

Information Security Governance Risk & Compliance Manager

  • Hauppauge, NY (15 miles from Cold Spring Harbor, NY)
  • 45+ days ago
  • Hauppauge, NY (15 miles from Cold Spring Harbor, NY)
  • 45+ days ago

The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...

Director of Compliance

  • Medford, NY (24 miles from Cold Spring Harbor, NY)
  • 60+ days ago
  • Medford, NY (24 miles from Cold Spring Harbor, NY)
  • 60+ days ago

At Suffolk Credit Union, we empower our members and strengthen our community by promoting financial wellness, transparency, and respect. Join us to enjoy comprehensive benefits, including health...

Demographic Data for Cold Spring Harbor, NY

Moving to Cold Spring Harbor, NY? Find some basic demographic data about Cold Spring Harbor, NY below.


Local
National
3,268
132
Small

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Compliance Manager Diploma
Description This Compliance Manager Diploma is designed for all organizations that wish to improve Compliance Management, which is the core element of a functioning management system. Being able...
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...

Salary for Compliance Manager Jobs in Cold Spring Harbor, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Cold Spring Harbor, NY offer the following education background
Bachelor's Degree
48.2%
Master's Degree
35.8%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Cold Spring Harbor, NY
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


Other Career Titles

Here are some other career titles that require similar skills



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