Compliance Manager Jobs in Elmsford, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Associate Director of Compliance and Operations (Financial Aid Manager)
- New York, NY (23 miles from Elmsford, NY)
- 17 hours ago
- New York, NY (23 miles from Elmsford, NY)
- 17 hours ago
Associate Director of Compliance and Operations (Financial Aid Manager) Join to apply for the Associate Director of Compliance and Operations (Financial Aid Manager) role at The City University of...
Audit Manager: Compliance (Hybrid)
- New York, NY (23 miles from Elmsford, NY)
- 1 day ago
- New York, NY (23 miles from Elmsford, NY)
- 1 day ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
- New York, NY (23 miles from Elmsford, NY)
- 1 day ago
- New York, NY (23 miles from Elmsford, NY)
- 1 day ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
- New York, NY (23 miles from Elmsford, NY)
- 3 days ago
- New York, NY (23 miles from Elmsford, NY)
- 3 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Director of Compliance, Office of the Agency Chief Contracting Officer
- New York, NY (23 miles from Elmsford, NY)
- 11 days ago
- New York, NY (23 miles from Elmsford, NY)
- 11 days ago
OPEN TO PERMANENT INCUMBENTS IN THE TTITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with...
Remote WorkSwap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (23 miles from Elmsford, NY)
- 12 days ago
- New York, NY (23 miles from Elmsford, NY)
- 12 days ago
Responsibilities Recommend and implement changes to the Societe Generale (SG) Swap Dealer (SD) and Security-based Swap Dealer (SBSD) Compliance Programs, including relevant policies, procedures...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (23 miles from Elmsford, NY)
- 13 days ago
- New York, NY (23 miles from Elmsford, NY)
- 13 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
- New York, NY (23 miles from Elmsford, NY)
- 14 days ago
- New York, NY (23 miles from Elmsford, NY)
- 14 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (23 miles from Elmsford, NY)
- 14 days ago
- New York, NY (23 miles from Elmsford, NY)
- 14 days ago
We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....
- Valhalla, NY (2 miles from Elmsford, NY)
- 15 days ago
- Valhalla, NY (2 miles from Elmsford, NY)
- 15 days ago
The Regional Manager, Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC Health...
Manager, Compliance Advertising
- New York, NY (23 miles from Elmsford, NY)
- 15 days ago
- New York, NY (23 miles from Elmsford, NY)
- 15 days ago
The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business....
Director - Compliance Issues Management Program
- New York, NY (23 miles from Elmsford, NY)
- 15 days ago
- New York, NY (23 miles from Elmsford, NY)
- 15 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director of Compliance Technology
- New York, NY (23 miles from Elmsford, NY)
- 17 days ago
- New York, NY (23 miles from Elmsford, NY)
- 17 days ago
Check ALL our Jobs : /> Keywords: FIRCO compliance databricks snowflake AML KYC sanctions azure cloud integration api PCM prime compliance manager...
Director of Compliance Technology Modernization
- New York, NY (23 miles from Elmsford, NY)
- 17 days ago
- New York, NY (23 miles from Elmsford, NY)
- 17 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
Director, Compliance - Registrations, Licensing, and Employee Conflicts, TD Securities
- New York, NY (23 miles from Elmsford, NY)
- 20 days ago
- New York, NY (23 miles from Elmsford, NY)
- 20 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Demographic Data for Elmsford, NY
Moving to Elmsford, NY? Find some basic demographic data about Elmsford, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Elmsford, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Elmsford, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »