Compliance Manager Jobs in Hauppauge, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager, Accounting
- Brentwood, NY (4 miles from Hauppauge, NY)
- 1 day ago
- Brentwood, NY (4 miles from Hauppauge, NY)
- 1 day ago
Summary: We are seeking a Compliance Manager to join our team....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY
- 24 days ago
- Hauppauge, NY
- 24 days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
- Medford, NY (10 miles from Hauppauge, NY)
- 45+ days ago
- Medford, NY (10 miles from Hauppauge, NY)
- 45+ days ago
Our client, a leading financial institution, is seeking a Director of Compliance to join their team. As a Director of Compliance, you will be part of the Risk Management department supporting the...
- Medford, NY (10 miles from Hauppauge, NY)
- 45+ days ago
- Medford, NY (10 miles from Hauppauge, NY)
- 45+ days ago
At Suffolk Credit Union, we empower our members and strengthen our community by promoting financial wellness, transparency, and respect. Join us to enjoy comprehensive benefits, including health...
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Hauppauge, NY
Moving to Hauppauge, NY? Find some basic demographic data about Hauppauge, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hauppauge, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hauppauge, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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