Compliance Manager Jobs in Hawthorne, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Stamford, CT (14 miles from Hawthorne, NY)
- 2 days ago
- Stamford, CT (14 miles from Hawthorne, NY)
- 2 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
- Valhalla, NY (1 mile from Hawthorne, NY)
- 2 days ago
- Valhalla, NY (1 mile from Hawthorne, NY)
- 2 days ago
Job Summary: The Director of Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC...
Director Compliance Assurance Leader
- Jericho, NY (24 miles from Hawthorne, NY)
- 5 days ago
- Jericho, NY (24 miles from Hawthorne, NY)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) or Certified Internal Auditor (CIA) certification strongly preferred....
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Darien, CT (16 miles from Hawthorne, NY)
- 26 days ago
- Darien, CT (16 miles from Hawthorne, NY)
- 26 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Senior Compliance Manager Anti-Corruption Financial Transactions
- Bogota, NJ (19 miles from Hawthorne, NY)
- 27 days ago
- Bogota, NJ (19 miles from Hawthorne, NY)
- 27 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Accounting & Compliance Manager
- Port Chester, NY (8 miles from Hawthorne, NY)
- 30+ days ago
- Port Chester, NY (8 miles from Hawthorne, NY)
- 30+ days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Demographic Data for Hawthorne, NY
Moving to Hawthorne, NY? Find some basic demographic data about Hawthorne, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hawthorne, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hawthorne, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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