Compliance Manager Jobs in Huntingtn Sta, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Port Chester, NY (21 miles from Huntingtn Sta, NY)
- 10 days ago
- Port Chester, NY (21 miles from Huntingtn Sta, NY)
- 10 days ago
Compliance Manager Port Chester, NY - On-site Compensation: $110-125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over...
- Stamford, CT (18 miles from Huntingtn Sta, NY)
- 13 days ago
- Stamford, CT (18 miles from Huntingtn Sta, NY)
- 13 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Accounting & Compliance Manager
- Port Chester, NY (21 miles from Huntingtn Sta, NY)
- 45+ days ago
- Port Chester, NY (21 miles from Huntingtn Sta, NY)
- 45+ days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (9 miles from Huntingtn Sta, NY)
- 90+ days ago
- Hauppauge, NY (9 miles from Huntingtn Sta, NY)
- 90+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
Demographic Data for Huntingtn Sta, NY
Moving to Huntingtn Sta, NY? Find some basic demographic data about Huntingtn Sta, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Huntingtn Sta, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Huntingtn Sta, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Sales & Use Tax
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Consulting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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