Compliance Manager Jobs in Long Beach, NY

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 32 Jobs

Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager

  • New York City, NY (21 miles from Long Beach, NY)
  • 15 hours ago
  • New York City, NY (21 miles from Long Beach, NY)
  • 15 hours ago

Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....

IT Security Risk Compliance Manager

  • New York, NY (21 miles from Long Beach, NY)
  • 15 hours ago
  • New York, NY (21 miles from Long Beach, NY)
  • 15 hours ago

Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...

Manager, Compliance Marketing

  • New York, NY (21 miles from Long Beach, NY)
  • 20 hours ago
  • New York, NY (21 miles from Long Beach, NY)
  • 20 hours ago

The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...

Compliance Manager - Credit Card Business Oversight

  • New York, NY (21 miles from Long Beach, NY)
  • 1 day ago
  • New York, NY (21 miles from Long Beach, NY)
  • 1 day ago

. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...

Senior Manager, Compliance Governance & Operations (US) Compliance Program Management, Strategic Development and Initiatives

  • New York, NY (21 miles from Long Beach, NY)
  • 1 day ago
  • New York, NY (21 miles from Long Beach, NY)
  • 1 day ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Manager, Compliance - Trade Surveillance

  • New York, NY (21 miles from Long Beach, NY)
  • 2 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 2 days ago

In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....

Manager, Compliance Marketing

  • New York City, NY (21 miles from Long Beach, NY)
  • 3 days ago
  • New York City, NY (21 miles from Long Beach, NY)
  • 3 days ago

The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...

Senior Compliance Manager

  • New York, NY (21 miles from Long Beach, NY)
  • 6 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 6 days ago

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...

Managing Director, Compliance & Regulatory Risk Assessment

  • Jericho, NY (14 miles from Long Beach, NY)
  • 6 days ago
  • Jericho, NY (14 miles from Long Beach, NY)
  • 6 days ago

Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...

Manager - Compliance; Fair Lending

  • New York, NY (21 miles from Long Beach, NY)
  • 7 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 7 days ago

Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....

Audit Manager: Compliance (Hybrid)

  • New York, NY (21 miles from Long Beach, NY)
  • 9 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 9 days ago

Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...

Risk and Compliance Manager

  • New York, NY (21 miles from Long Beach, NY)
  • 9 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 9 days ago

As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....

Regulatory Compliance Manager

  • New York, NY (21 miles from Long Beach, NY)
  • 10 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 10 days ago

Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....

Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States

  • New York, NY (21 miles from Long Beach, NY)
  • 19 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 19 days ago

Responsibilities Recommend and implement changes to the Societe Generale (SG) Swap Dealer (SD) and Security-based Swap Dealer (SBSD) Compliance Programs, including relevant policies, procedures...

VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)

  • New York, NY (21 miles from Long Beach, NY)
  • 20 days ago
  • New York, NY (21 miles from Long Beach, NY)
  • 20 days ago

VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....

Demographic Data for Long Beach, NY

Moving to Long Beach, NY? Find some basic demographic data about Long Beach, NY below.


Local
National
39,132
892
Medium

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
Compliance Manager Diploma
Description This Compliance Manager Diploma is designed for all organizations that wish to improve Compliance Management, which is the core element of a functioning management system. Being able...
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...

Salary for Compliance Manager Jobs in Long Beach, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Long Beach, NY offer the following education background
Bachelor's Degree
48.2%
Master's Degree
35.8%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Long Beach, NY
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


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