Compliance Manager Jobs in Long Beach, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager
- New York City, NY (21 miles from Long Beach, NY)
- 17 hours ago
- New York City, NY (21 miles from Long Beach, NY)
- 17 hours ago
Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....
IT Security Risk Compliance Manager
- New York, NY (21 miles from Long Beach, NY)
- 17 hours ago
- New York, NY (21 miles from Long Beach, NY)
- 17 hours ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (21 miles from Long Beach, NY)
- 22 hours ago
- New York, NY (21 miles from Long Beach, NY)
- 22 hours ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Manager - Credit Card Business Oversight
- New York, NY (21 miles from Long Beach, NY)
- 1 day ago
- New York, NY (21 miles from Long Beach, NY)
- 1 day ago
. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...
- New York, NY (21 miles from Long Beach, NY)
- 1 day ago
- New York, NY (21 miles from Long Beach, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (21 miles from Long Beach, NY)
- 2 days ago
- New York, NY (21 miles from Long Beach, NY)
- 2 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- New York City, NY (21 miles from Long Beach, NY)
- 3 days ago
- New York City, NY (21 miles from Long Beach, NY)
- 3 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- New York, NY (21 miles from Long Beach, NY)
- 6 days ago
- New York, NY (21 miles from Long Beach, NY)
- 6 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Managing Director, Compliance & Regulatory Risk Assessment
- Jericho, NY (14 miles from Long Beach, NY)
- 7 days ago
- Jericho, NY (14 miles from Long Beach, NY)
- 7 days ago
Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...
Manager - Compliance; Fair Lending
- New York, NY (21 miles from Long Beach, NY)
- 7 days ago
- New York, NY (21 miles from Long Beach, NY)
- 7 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Audit Manager: Compliance (Hybrid)
- New York, NY (21 miles from Long Beach, NY)
- 9 days ago
- New York, NY (21 miles from Long Beach, NY)
- 9 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
- New York, NY (21 miles from Long Beach, NY)
- 9 days ago
- New York, NY (21 miles from Long Beach, NY)
- 9 days ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
- New York, NY (21 miles from Long Beach, NY)
- 10 days ago
- New York, NY (21 miles from Long Beach, NY)
- 10 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (21 miles from Long Beach, NY)
- 19 days ago
- New York, NY (21 miles from Long Beach, NY)
- 19 days ago
Responsibilities Recommend and implement changes to the Societe Generale (SG) Swap Dealer (SD) and Security-based Swap Dealer (SBSD) Compliance Programs, including relevant policies, procedures...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (21 miles from Long Beach, NY)
- 20 days ago
- New York, NY (21 miles from Long Beach, NY)
- 20 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Demographic Data for Long Beach, NY
Moving to Long Beach, NY? Find some basic demographic data about Long Beach, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Long Beach, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Long Beach, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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