Compliance Manager Jobs in Melville, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Accounting & Compliance Manager
- Port Chester, NY (21 miles from Melville, NY)
- 8 hours ago
- Port Chester, NY (21 miles from Melville, NY)
- 8 hours ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Managing Director, Compliance & Regulatory Risk Assessment
- Jericho, NY (7 miles from Melville, NY)
- 1 day ago
- Jericho, NY (7 miles from Melville, NY)
- 1 day ago
Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...
- Medford, NY (22 miles from Melville, NY)
- 3 days ago
- Medford, NY (22 miles from Melville, NY)
- 3 days ago
Our client, a leading financial institution, is seeking a Director of Compliance to join their team. As a Director of Compliance, you will be part of the Risk Management department supporting the...
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (12 miles from Melville, NY)
- 30+ days ago
- Hauppauge, NY (12 miles from Melville, NY)
- 30+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
- Medford, NY (22 miles from Melville, NY)
- 60+ days ago
- Medford, NY (22 miles from Melville, NY)
- 60+ days ago
At Suffolk Credit Union, we empower our members and strengthen our community by promoting financial wellness, transparency, and respect. Join us to enjoy comprehensive benefits, including health...
Demographic Data for Melville, NY
Moving to Melville, NY? Find some basic demographic data about Melville, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Melville, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Melville, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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