Compliance Manager Jobs in Pearl River, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Jersey City, NJ (23 miles from Pearl River, NY)
- 16 hours ago
- Jersey City, NJ (23 miles from Pearl River, NY)
- 16 hours ago
The Team As a Compliance Director in Regulatory Management, you will have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis...
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager
- New York City, NY (24 miles from Pearl River, NY)
- 2 days ago
- New York City, NY (24 miles from Pearl River, NY)
- 2 days ago
Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....
IT Security Risk Compliance Manager
- New York, NY (21 miles from Pearl River, NY)
- 2 days ago
- New York, NY (21 miles from Pearl River, NY)
- 2 days ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Manager - Credit Card Business Oversight
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- Roseland, NJ (22 miles from Pearl River, NY)
- 4 days ago
- Roseland, NJ (22 miles from Pearl River, NY)
- 4 days ago
ADP is hiring a Director, Compliance. Are you excited about managing projects and programs? Do you enjoy supporting the business and working cross functionally with different teams? Are you...
- New York City, NY (24 miles from Pearl River, NY)
- 5 days ago
- New York City, NY (24 miles from Pearl River, NY)
- 5 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Accounting & Compliance Manager
- Port Chester, NY (17 miles from Pearl River, NY)
- 8 days ago
- Port Chester, NY (17 miles from Pearl River, NY)
- 8 days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Manager - Compliance; Fair Lending
- New York, NY (21 miles from Pearl River, NY)
- 9 days ago
- New York, NY (21 miles from Pearl River, NY)
- 9 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Audit Manager: Compliance (Hybrid)
- New York, NY (21 miles from Pearl River, NY)
- 11 days ago
- New York, NY (21 miles from Pearl River, NY)
- 11 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
- New York, NY (21 miles from Pearl River, NY)
- 11 days ago
- New York, NY (21 miles from Pearl River, NY)
- 11 days ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
Demographic Data for Pearl River, NY
Moving to Pearl River, NY? Find some basic demographic data about Pearl River, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pearl River, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pearl River, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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