Compliance Manager Jobs in Plainview, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Stamford, CT (19 miles from Plainview, NY)
- 2 days ago
- Stamford, CT (19 miles from Plainview, NY)
- 2 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Director Compliance Assurance Leader
- Jericho, NY (3 miles from Plainview, NY)
- 4 days ago
- Jericho, NY (3 miles from Plainview, NY)
- 4 days ago
Certified Regulatory Compliance Manager (CRCM) or Certified Internal Auditor (CIA) certification strongly preferred....
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Darien, CT (20 miles from Plainview, NY)
- 25 days ago
- Darien, CT (20 miles from Plainview, NY)
- 25 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Accounting & Compliance Manager
- Port Chester, NY (19 miles from Plainview, NY)
- 30+ days ago
- Port Chester, NY (19 miles from Plainview, NY)
- 30+ days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (15 miles from Plainview, NY)
- 60+ days ago
- Hauppauge, NY (15 miles from Plainview, NY)
- 60+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
Demographic Data for Plainview, NY
Moving to Plainview, NY? Find some basic demographic data about Plainview, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plainview, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plainview, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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