Compliance Manager Jobs in Saint Albans, NY

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 33 Jobs

Accounting & Compliance Manager

  • Port Chester, NY (22 miles from Saint Albans, NY)
  • 9 hours ago
  • Port Chester, NY (22 miles from Saint Albans, NY)
  • 9 hours ago

Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....

Senior Compliance Manager

  • New York, NY (12 miles from Saint Albans, NY)
  • 1 day ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 1 day ago

, Financial analyst, Financial planning & analysis, Fund accountant Sector Accounting - Public practice, Banking and financial services Contract type Permanent Hours Full time Experience level Manager...

Managing Director, Compliance & Regulatory Risk Assessment

  • Jericho, NY (13 miles from Saint Albans, NY)
  • 1 day ago
  • Jericho, NY (13 miles from Saint Albans, NY)
  • 1 day ago

Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...

Manager - Compliance; Fair Lending

  • New York, NY (12 miles from Saint Albans, NY)
  • 1 day ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 1 day ago

Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....

Associate Director of Compliance and Operations (Financial Aid Manager)

  • New York, NY (12 miles from Saint Albans, NY)
  • 2 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 2 days ago

Associate Director of Compliance and Operations (Financial Aid Manager) Join to apply for the Associate Director of Compliance and Operations (Financial Aid Manager) role at The City University of...

Audit Manager: Compliance (Hybrid)

  • New York, NY (12 miles from Saint Albans, NY)
  • 3 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 3 days ago

Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...

Risk and Compliance Manager

  • New York, NY (12 miles from Saint Albans, NY)
  • 3 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 3 days ago

As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....

Regulatory Compliance Manager

  • New York, NY (12 miles from Saint Albans, NY)
  • 4 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 4 days ago

Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....

Director of Compliance, Office of the Agency Chief Contracting Officer

  • New York, NY (12 miles from Saint Albans, NY)
  • 13 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 13 days ago

OPEN TO PERMANENT INCUMBENTS IN THE TTITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with...

Remote Work

Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States

  • New York, NY (12 miles from Saint Albans, NY)
  • 14 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 14 days ago

Responsibilities Recommend and implement changes to the Societe Generale (SG) Swap Dealer (SD) and Security-based Swap Dealer (SBSD) Compliance Programs, including relevant policies, procedures...

VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)

  • New York, NY (12 miles from Saint Albans, NY)
  • 15 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 15 days ago

VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....

Compliance Manager - Payments

  • New York, NY (12 miles from Saint Albans, NY)
  • 16 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 16 days ago

About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....

Regulatory Compliance Manager

  • New York, NY (12 miles from Saint Albans, NY)
  • 16 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 16 days ago

We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....

Manager, Compliance Advertising

  • New York, NY (12 miles from Saint Albans, NY)
  • 17 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 17 days ago

The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business....

Director - Compliance Issues Management Program

  • New York, NY (12 miles from Saint Albans, NY)
  • 17 days ago
  • New York, NY (12 miles from Saint Albans, NY)
  • 17 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Demographic Data for Saint Albans, NY

Moving to Saint Albans, NY? Find some basic demographic data about Saint Albans, NY below.


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National
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Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Salary for Compliance Manager Jobs in Saint Albans, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Saint Albans, NY offer the following education background
Bachelor's Degree
48.2%
Master's Degree
35.8%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Saint Albans, NY
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


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