Compliance Manager Jobs in Tuckahoe, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Associate Tax Manager - Compliance and Reporting
- Norwalk, CT (22 miles from Tuckahoe, NY)
- 11 hours ago
- Norwalk, CT (22 miles from Tuckahoe, NY)
- 11 hours ago
About our Team RELX is a global organization with a strategic, integrated US Tax Department based in Newton, MA. The teams primary responsibility is to provide deep technical expertise in all...
- New York, NY (17 miles from Tuckahoe, NY)
- 22 hours ago
- New York, NY (17 miles from Tuckahoe, NY)
- 22 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Prime Brokerage Compliance Manager, Vice President
- New York, NY (17 miles from Tuckahoe, NY)
- 1 day ago
- New York, NY (17 miles from Tuckahoe, NY)
- 1 day ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
Senior Manager - Compliance Programs Governance
- New York, NY (17 miles from Tuckahoe, NY)
- 1 day ago
- New York, NY (17 miles from Tuckahoe, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Jersey City, NJ (20 miles from Tuckahoe, NY)
- 3 days ago
- Jersey City, NJ (20 miles from Tuckahoe, NY)
- 3 days ago
Director, Compliance Fidelity Investments - 4.0 Jersey City, NJ Job Details $100,000 - $169,000 a year 1 day ago Benefits Loan repayment program Health insurance Tuition reimbursement Paid time...
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (17 miles from Tuckahoe, NY)
- 3 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (17 miles from Tuckahoe, NY)
- 4 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
IT Security Risk Compliance Manager
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Manager - Credit Card Business Oversight
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 5 days ago
. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...
- New York, NY (17 miles from Tuckahoe, NY)
- 6 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 6 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (17 miles from Tuckahoe, NY)
- 6 days ago
- New York, NY (17 miles from Tuckahoe, NY)
- 6 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- New York City, NY (19 miles from Tuckahoe, NY)
- 7 days ago
- New York City, NY (19 miles from Tuckahoe, NY)
- 7 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Accounting & Compliance Manager
- Port Chester, NY (8 miles from Tuckahoe, NY)
- 10 days ago
- Port Chester, NY (8 miles from Tuckahoe, NY)
- 10 days ago
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Managing Director, Compliance & Regulatory Risk Assessment
- Jericho, NY (18 miles from Tuckahoe, NY)
- 11 days ago
- Jericho, NY (18 miles from Tuckahoe, NY)
- 11 days ago
Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...
Demographic Data for Tuckahoe, NY
Moving to Tuckahoe, NY? Find some basic demographic data about Tuckahoe, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tuckahoe, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tuckahoe, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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