Compliance Manager Jobs in North Carolina

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 20 Jobs

Audit Manager: Compliance (Hybrid)

  • Charlotte, NC
  • 11 hours ago
  • Charlotte, NC
  • 11 hours ago

Manager (CRCM) or a relevant certification + 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. + 6+ years...

Aviation Compliance Manager

  • NC
  • 11 hours ago
  • NC
  • 11 hours ago

Aviation Compliance Manager Print ( Apply Aviation Compliance Manager Salary $58,613.00 - $102,574.00 Annually Location Wake County, NC Job Type Permanent Full-Time Job Number 25-08108 Department Dept...

Compliance Manager- Regulation O

  • Charlotte, NC
  • 12 hours ago
  • Charlotte, NC
  • 12 hours ago

Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...

Senor Compliance Manager - Compliance Monitoring & Programs

  • Charlotte, NC
  • 2 days ago
  • Charlotte, NC
  • 2 days ago

The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....

Director, Risk and Compliance Management

  • Charlotte, NC
  • 4 days ago
  • Charlotte, NC
  • 4 days ago

Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...

Risk Compliance Manager - OFAC

  • Asheboro, NC
  • 7 days ago
  • Asheboro, NC
  • 7 days ago

**Loc** **ation:** **On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL** **SUMMARY** The Risk Compliance Manager is responsible for assisting...

Risk Compliance Manager

  • Asheboro, NC
  • 12 days ago
  • Asheboro, NC
  • 12 days ago

Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...

Director - Compliance Issues Management Program

  • Charlotte, NC
  • 13 days ago
  • Charlotte, NC
  • 13 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Plan Sponsor Compliance Manager

  • Raleigh, NC
  • 13 days ago
  • Raleigh, NC
  • 13 days ago

Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...

Remote Work

Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to...

Governance, Risk Management & Compliance Manager

  • Durham, NC
  • 21 days ago
  • Durham, NC
  • 21 days ago

Reporting and Analysis: Conduct systematic analysis and evaluation of corporate risks within the region while monitoring and enhancing the effectiveness of initiated measures. Design, implement,...

Director, Compliance

  • Raleigh, NC
  • 23 days ago
  • Raleigh, NC
  • 23 days ago

Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...

Compliance Manager

  • Charlotte, NC
  • 24 days ago
  • Charlotte, NC
  • 24 days ago

We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....

Director - Compliance Quality Assurance Services

  • Rocky Mount, NC
  • 25 days ago
  • Rocky Mount, NC
  • 25 days ago

To provide leadership to a team whose mission is to ensure all consumer regulatory requirements are met by the bank and our business partners. This role will oversee the development and execution...

Compliance Manager - Complaints Oversight

  • Charlotte, NC
  • 26 days ago
  • Charlotte, NC
  • 26 days ago

Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...

Demographic Data for North Carolina

Moving to North Carolina? Find some basic demographic data about North Carolina below.


Local
National
10,439,413
246,359

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...
Compliance Manager Diploma
Description This Compliance Manager Diploma is designed for all organizations that wish to improve Compliance Management, which is the core element of a functioning management system. Being able...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Salary for Compliance Manager Jobs in North Carolina

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in North Carolina offer the following education background
Bachelor's Degree
48.2%
Master's Degree
35.8%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in North Carolina
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


Other Career Titles

Here are some other career titles that require similar skills



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