Compliance Manager Jobs in Gates Mills, OH
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sr Compliance Manager - Fiduciary Testing
- Brooklyn, OH (18 miles from Gates Mills, OH)
- 2 days ago
- Brooklyn, OH (18 miles from Gates Mills, OH)
- 2 days ago
Location: 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 About the Job The Compliance Manager Testing (Fiduciary & Trust) is responsible for leading and executing independent compliance testing reviews...
Compliance Manager - Investment Risk
- Brooklyn, OH (18 miles from Gates Mills, OH)
- 2 days ago
- Brooklyn, OH (18 miles from Gates Mills, OH)
- 2 days ago
funds, SMAs, and alternative investments Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar Demonstrated ability to independently assess risk and provide credible...
- Cleveland, OH (13 miles from Gates Mills, OH)
- 3 days ago
- Cleveland, OH (13 miles from Gates Mills, OH)
- 3 days ago
Compliance Manager The City of Cleveland has a proud history as the healthcare capital of the world and the home of manufacturing....
- Beachwood, OH (6 miles from Gates Mills, OH)
- 19 days ago
- Beachwood, OH (6 miles from Gates Mills, OH)
- 19 days ago
Eatons Corporate Sector division is currently seeking a Compliance Manager, based out of our Beachwood, Ohio; Moon Township, PA; or Raleigh, NC location....
- Solon, OH (10 miles from Gates Mills, OH)
- 45+ days ago
- Solon, OH (10 miles from Gates Mills, OH)
- 45+ days ago
As a Global Compliance Manager: + Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration +...
Commercial and Deposits Bank Director, Compliance
- Cleveland, OH (14 miles from Gates Mills, OH)
- 60+ days ago
- Cleveland, OH (14 miles from Gates Mills, OH)
- 60+ days ago
Job Summary Under administrative supervision, uses extensive knowledge and skills obtained through education, experience, specialized training, and/or certification in securities industry...
Demographic Data for Gates Mills, OH
Moving to Gates Mills, OH? Find some basic demographic data about Gates Mills, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Gates Mills, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Gates Mills, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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