Compliance Manager Jobs in Ontario
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Permanent Full Time - As the organization looks to advance our Business Risk & Control function we are seeking a Manager, Compliance to join the team supporting the Individual Wealth business unit...
Requisition ID: 230279 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Senior Manager, Compliance Program Management, Strategic Development and Initiatives (3554)
- Toronto, ON
- 12 days ago
- Toronto, ON
- 12 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Strategy & Operations, Program Operations (3573)
- Toronto, ON
- 12 days ago
- Toronto, ON
- 12 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Director, Compliance Personal Banking, Commercial Banking & Regulatory Change
- Toronto, ON
- 12 days ago
- Toronto, ON
- 12 days ago
Job Summary Job Description What is the opportunity? The Senior Director is responsible for the day-to-day management of the Compliance function that oversees Personal Banking, Commercial Banking...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ontario
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ontario offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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