Compliance Manager Jobs in Ontario
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Requisition ID: 228046 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data will contribute to the overall...
Requisition ID: 223700 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Senior Manager, Compliance Risk Assessment Program (Contract)
- Toronto, ON
- 10 days ago
- Toronto, ON
- 10 days ago
Requisition ID: 227574 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of the Compliance Risk...
Associate Director, Compliance Strategic Planning and Execution
- Toronto, ON
- 11 days ago
- Toronto, ON
- 11 days ago
The candidate will also be responsible for overall financial and resource management, encompassing financial planning, performance analysis, cost allocation, and strategic decision support which involves...
Research and Investment Banking and ensure groups are conducting business activities independently Assist in the development of the compliance testing program with operational procedures to address...
Requisition ID: 219272 We are committed to investing in our employees and helping you continue your career at Scotiabank. Purpose Participates in a team responsible for the execution of the Global...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ontario
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ontario offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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