Compliance Manager Jobs in Bala Cynwyd, PA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Third-Party Oversight
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 1 day ago
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 1 day ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 7 days ago
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 7 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Compliance Monitoring and Programs
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 12 days ago
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 12 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager - Compliance Programs Governance
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 12 days ago
- Mount Laurel, NJ (16 miles from Bala Cynwyd, PA)
- 12 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Visa and Immigration Compliance Manager, Penn Arts & Sciences University of Pennsylvania
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 15 days ago
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 15 days ago
the University of Pennsylvania is seeking a Visa and Immigration Compliance Manager to join SAS Finance and Administration....
Visa and Immigration Compliance Manager, Penn Arts & Sciences
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 15 days ago
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 15 days ago
the University of Pennsylvania is seeking a Visa and Immigration Compliance Manager to join SAS Finance and Administration....
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 23 days ago
- Philadelphia, PA (5 miles from Bala Cynwyd, PA)
- 23 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Demographic Data for Bala Cynwyd, PA
Moving to Bala Cynwyd, PA? Find some basic demographic data about Bala Cynwyd, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bala Cynwyd, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bala Cynwyd, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Management Reporting
- Ad Hoc Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Vendor Management
- Reimbursement
- Change Management
- Program Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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