Compliance Manager Jobs in Malvern, PA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Director, Compliance Analytics
- Greenville, DE (17 miles from Malvern, PA)
- 16 days ago
- Greenville, DE (17 miles from Malvern, PA)
- 16 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Visa and Immigration Compliance Manager, Penn Arts & Sciences University of Pennsylvania
- Philadelphia, PA (20 miles from Malvern, PA)
- 16 days ago
- Philadelphia, PA (20 miles from Malvern, PA)
- 16 days ago
the University of Pennsylvania is seeking a Visa and Immigration Compliance Manager to join SAS Finance and Administration....
Visa and Immigration Compliance Manager, Penn Arts & Sciences
- Philadelphia, PA (20 miles from Malvern, PA)
- 17 days ago
- Philadelphia, PA (20 miles from Malvern, PA)
- 17 days ago
the University of Pennsylvania is seeking a Visa and Immigration Compliance Manager to join SAS Finance and Administration....
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Philadelphia, PA (20 miles from Malvern, PA)
- 25 days ago
- Philadelphia, PA (20 miles from Malvern, PA)
- 25 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- Greenville, DE (17 miles from Malvern, PA)
- 30+ days ago
- Greenville, DE (17 miles from Malvern, PA)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Demographic Data for Malvern, PA
Moving to Malvern, PA? Find some basic demographic data about Malvern, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Malvern, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Malvern, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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