Compliance Manager Jobs in Upper Darby, PA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 2 days ago
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 2 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Director of Compliance - Broker Dealer
- Cherry Hill, NJ (13 miles from Upper Darby, PA)
- 8 days ago
- Cherry Hill, NJ (13 miles from Upper Darby, PA)
- 8 days ago
Director of Compliance - Broker Dealer Were motivated by the fact that educators take care of our childrens future, and we believe they deserve someone to look after theirs. We help educators...
Environmental Risk & Compliance Manager
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 30+ days ago
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 30+ days ago
We have a fantastic opportunity for an Environmental Risk & Compliance Manager to join our team on a full-time permanent basis....
- Mount Laurel, NJ (18 miles from Upper Darby, PA)
- 30+ days ago
- Mount Laurel, NJ (18 miles from Upper Darby, PA)
- 30+ days ago
Holman is currently accepting applications for the position of Compliance Manager- Fleet Primary Tasks: Oversee and monitor the implementation of the compliance program for Holman's Fleet business....
- Greenville, DE (21 miles from Upper Darby, PA)
- 30+ days ago
- Greenville, DE (21 miles from Upper Darby, PA)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 45+ days ago
- Philadelphia, PA (5 miles from Upper Darby, PA)
- 45+ days ago
Manager Experience with National Financial Services/Fidelity platform Working Conditions Normal office environment utilizing Microsoft office products....
Director of Compliance Testing
- Malvern, PA (14 miles from Upper Darby, PA)
- 90+ days ago
- Malvern, PA (14 miles from Upper Darby, PA)
- 90+ days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Demographic Data for Upper Darby, PA
Moving to Upper Darby, PA? Find some basic demographic data about Upper Darby, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upper Darby, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upper Darby, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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