Compliance Manager Jobs in Clover, SC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Charlotte, NC (22 miles from Clover, SC)
- 14 hours ago
- Charlotte, NC (22 miles from Clover, SC)
- 14 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Compliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC (22 miles from Clover, SC)
- 1 day ago
- Charlotte, NC (22 miles from Clover, SC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, Annual Plan Development, Monitoring, and Reporting (US)
- Charlotte, NC (22 miles from Clover, SC)
- 1 day ago
- Charlotte, NC (22 miles from Clover, SC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Complaint Resolution
- Charlotte, NC (22 miles from Clover, SC)
- 4 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 4 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Director - Compliance (Privacy)
- Charlotte, NC (22 miles from Clover, SC)
- 8 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 8 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Regulatory Change Management)
- Charlotte, NC (22 miles from Clover, SC)
- 8 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 8 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (22 miles from Clover, SC)
- 10 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 10 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Regulatory Change Management
- Charlotte, NC (22 miles from Clover, SC)
- 11 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 11 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Director-Compliance Risk Assessment
- Charlotte, NC (22 miles from Clover, SC)
- 13 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 13 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Manager-Compliance Risk Assessment
- Charlotte, NC (22 miles from Clover, SC)
- 13 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 13 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director-Compliance, U.S. Independent Compliance Testing
- Charlotte, NC (22 miles from Clover, SC)
- 14 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 14 days ago
**Preferred Qualifications** + Relevant audit and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Charlotte, NC (22 miles from Clover, SC)
- 17 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 17 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Charlotte, NC (22 miles from Clover, SC)
- 19 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 19 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Director, Compliance Analytics
- Charlotte, NC (22 miles from Clover, SC)
- 19 days ago
- Charlotte, NC (22 miles from Clover, SC)
- 19 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Charlotte, NC (22 miles from Clover, SC)
- 30+ days ago
- Charlotte, NC (22 miles from Clover, SC)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Demographic Data for Clover, SC
Moving to Clover, SC? Find some basic demographic data about Clover, SC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Clover, SC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Clover, SC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Customer Satisfaction
- Certified Internal Auditor
- Equity Research
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- Management Consulting
- International Business
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Executive Management
- Proposals
- Finance
- Business Intelligence
- Liaison
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Consulting
- Policy Administration
- Written Communication
- Employee Development
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Budgets
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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