Compliance Manager Jobs in Texas
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
(CSIM), a registered investment adviser, and Schwabs proprietary mutual funds, ETFs, and separately managed accounts; and (b) maintaining and continually evolving the compliance programs for CSIM and...
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
International Operations & Trade Compliance Manager Job Details Delicato Family Wines
- Austin, TX
- 6 days ago
- Austin, TX
- 6 days ago
Manager drives Monthly/Annual S&OP activities while ensuring regulatory compliance across all export markets....
A growing energy trading organization in North America is seeking a Compliance Manager to strengthen its U.S. compliance and risk function....
Corporate Compliance Director - Corporate Compliance Director - Fair & Responsible Banking
- Dallas, TX
- 8 days ago
- Dallas, TX
- 8 days ago
Certified Regulatory Compliance Manager strongly preferred. May require up to 50% travel....
Date: Aug 18, 2025 Location: Dallas, TX, US Category: Corporate and Professional Jobs Job Type: Day Schedule Type: Full-Time Requisition ID: 986675 Interested in a career with both meaning and...
Reporting & Compliance Manager with a strong background in SOX compliance to join our dynamic finance team....
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Governance, Risk, and Compliance Supervisor - Attest Specialization
- Austin, TX
- 18 days ago
- Austin, TX
- 18 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Houston, TX
- 19 days ago
- Houston, TX
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Manager Compliance - Consumer Protection Compliance (Hybrid - 3 Days in Office - VA or TX) Freddie Mac 3.6 ( ) Multiple Locations Why you should apply for a job to Freddie Mac : 56% say...
Research Billing & Compliance Manager - EPIC billing experience needed!
- Houston, TX
- 21 days ago
- Houston, TX
- 21 days ago
At Houston Methodist, the Manager of Research Billing Compliance position is responsible for managing the development and execution of the Houston Methodist Research Institute research billing...
Manager to assess Information Technology General Controls (ITGC) and Information Technology Automated Controls (ITAC), including Logical Access, Change Management, Backup & Restoration, and Incident...
Job Description: Director, Compliance Architecture (Hybrid) Primary Duties & Responsibilities At Globe Life, we are committed to empowering our employees with the support and opportunities they...
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Demographic Data for Texas
Moving to Texas? Find some basic demographic data about Texas below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Texas
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Business Processes
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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