Compliance Manager Jobs in Texas

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1-14 of 14 Jobs
Charles Schwab - Roanoke, TX
mutual funds, including but not limited to: Securities Act of 1933, (emphasis on Regulation D), Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, FINRA...
5 days ago
USAA - San Antonio, TX
Purpose of Job We are currently seeking a talented Audit Manager - Compliance for the San Antonio Home Office II/III, Plano Legacy, Phoenix, Tampa, or Remote. Leads and executes both moderately...
6 days ago
USAA - Plano, TX
We are currently seeking a talented Audit Manager - Compliance for the San Antonio Home Office II/III, Plano Legacy, Phoenix, Tampa, or Remote. Leads and executes both moderately and highly...
6 days ago
Bayforce - Dallas, TX
Our Direct client in Richardson, Tx is c urrently searching for a Logistics & Compliance Manager to join our growing team....
11 days ago
Charles Schwab Corporation - Austin, TX
mutual funds, including but not limited to: Securities Act of 1933, (emphasis on Regulation D), Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, FINRA...
14 days ago
Charles Schwab - Westlake, TX
mutual funds, including but not limited to: Securities Act of 1933, (emphasis on Regulation D), Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, FINRA...
15 days ago
Charles Schwab Corporation - Westlake, TX
Your Opportunity Schwab Compliance is seeking a Senior Manager to support the Advisor Services Enterprise. Advisor Services provides custodial and trading services to Registered Independent...
19 days ago
Sam Houston State University - Huntsville, TX
Director of Compliance & Insurance Requisition 202000007ES Title Director of Compliance & Insurance FLSA status Exempt Hiring Salary Commensurate with education and experience Department...
27 days ago
Sam Houston State University - Huntsville, TX
Requisition 202000007ES Title Director of Compliance & Insurance FLSA status Exempt Hiring Salary Commensurate with education and experience Department Controller Open Until Filled Yes Educational...
27 days ago
Electronic Arts - Austin, TX
We are looking for an experienced Senior Manager to join our accounting team in the Bay Area to establish a corporate compliance deal desk. Primary Responsibilities Working with business and...
29 days ago
Charles Schwab Corporation - Westlake, TX
Your Opportunity Looking for a new challenge? We are seeking individuals avaliable to join our Compliance team in Chicago, Westlake TX or Phoenix locations. Compliance is a team dedicated to...
30+ days ago
Charles Schwab - Westlake, TX
Your Opportunity Want to work in a dynamic team and environment and be in-the-know of whats going on in Compliance and what Compliance Senior leaders are thinking? How about a role that allows you...
60+ days ago
Charles Schwab - Westlake, TX
Your Opportunity Want to work in a dynamic team and environment and be in-the-know of whats going on in Compliance and what Compliance Senior leaders are thinking? How about a role that allows you...
60+ days ago
Southwestern Medical Center - Dallas, TX
Director Compliance Program Development and Effectiveness # Director Compliance Program Development and Effectiveness **Security** * * * This position is security-sensitive and subject to Texas...
90+ days ago

Demographic Data for Texas

Moving to Texas? Find some basic demographic data about Texas below.


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Compliance Manager Online Courses and Training Opportunities

What is Compliance?
Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

Effective Compliance Programs
Once you have an understanding of what compliance is, and why it may be important, it is natural to wonder next, "What should I do about it?" In this course, we'll explore one of the key factors...

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.

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Salary for Compliance Manager jobs in Texas

**Data source: Bureau of Labor Statistics

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