Compliance Manager Jobs in Texas
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Manager to assess Information Technology General Controls (ITGC) and Information Technology Automated Controls (ITAC), including Logical Access, Change Management, Backup & Restoration, and Incident...
Director, Compliance Officer - Crypto & Digital Assets Compliance FL - Jacksonville NC - Charlotte WA - Seattle UT - Cottonwood Heights US - Remote CA - San Francisco NY - New York City TX -...
Job Description: Director, Compliance Architecture (Hybrid) Primary Duties & Responsibilities At Globe Life, we are committed to empowering our employees with the support and opportunities they...
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Senior Technology Risk and Compliance Manager - Hybrid
- Southlake, TX
- 5 days ago
- Southlake, TX
- 5 days ago
Position Type: RegularYour opportunityAt Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo"...
Global Inventory COE, Compliance Manager (Remote)
- Flower Mound, TX
- 8 days ago
- Flower Mound, TX
- 8 days ago
The Compliance Manager works within Global Inventory COE leading compliance and controlling activities together with compliance team within Global Inventory COE....
Remote WorkSanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Houston, TX
- 12 days ago
- Houston, TX
- 12 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
When you're the best, we're the best. We instill an environment where employees feel engaged, satisfied and able to contribute their unique skills and talents while living and working as their...
Security & Privacy Compliance Manager (Kubota Credit Corporation)
- Grapevine, TX
- 17 days ago
- Grapevine, TX
- 17 days ago
This position is majority located "In office* - Grapevine, Texas. BASIC PURPOSE AND SCOPE OF POSITION The Manager, Security & Privacy Compliance is responsible for leading and advancing the...
Position Summary The Compliance Manager Western Hemisphere will report to the Chief Compliance Officer within the Companys Legal function....
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Demographic Data for Texas
Moving to Texas? Find some basic demographic data about Texas below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Texas
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- OFAC
- Equity Research
- Tax Accounting
- Technical Accounting
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Consumer Lending
- Management Reporting
- Employee Benefits
- Ad Hoc Reporting
- BSA
- Wealth Management
- Fixed Income
- Lending
- Securities and Exchange Commission
- Cost Accounting
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Strategic Planning
- Written Communication
- Mentoring
- Verbal Communication
- Investigation
- Employee Development
- Documentation
- Reporting
- Collaboration
- Interpersonal Skills
- Coaching
- Flexibility
- Bachelor's Degree
- Policy Development
- Regulations
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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