Compliance Manager Jobs in Texas
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
The Tax & Compliance Supervisor will work closely with the Accounting Supervisor to support General Accounting functions. The Tax & Compliance Supervisor will prepare and maintain financial...
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Job Description Senior Regulatory Compliance Manager We're looking for a Senior Regulatory Compliance Manager to join our growing Regulatory Oversight Compliance team in North America This role will...
Remote WorkSenior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
This position contributes to the development, maintenance and ongoing support of the Credit Union's Compliance Management System for identifying, assessing, controlling, measuring, monitoring, and...
Company Description Since opening our first self-storage facility in 1972, Public Storage has grown to become the largest owner and operator of self-storage facilities in the world. With thousands...
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
GENERAL DESCRIPTION Responsible for establishing, implementing, and maintaining internal controls in the form of policies, procedures, and work instructions to ensure that Crane fully satisfies...
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
Get To Know Us! WebTPA, a GuideWell Company, is a healthcare third-party benefit administrator with over 30+ years of experience building unique benefit solutions and managing customized health...
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
Demographic Data for Texas
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Texas
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Loss Control
- Automated Clearing House
- Know Your Customer
- OFAC
- Governmental Accounting
- BSA
- Management Reporting
- Commercial Lending
- Internal Control
- Capital Markets
- Securities and Exchange Commission
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Lending
- International Business
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Written Communication
- Presentation
- Mentoring
- Flexibility
- Employee Development
- Collaboration
- Interpersonal Skills
- Documentation
- Coaching
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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