Compliance Manager Jobs in Utah
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director, Compliance Officer u2013 Crypto & Digital Assets
- Cottonwood Heights, UT
- 1 day ago
- Cottonwood Heights, UT
- 1 day ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Manager - Compliance - Global Commercial Services Marketing
- Sandy, UT
- 2 days ago
- Sandy, UT
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Director, Compliance Analytics
- Cottonwood Heights, UT
- 3 days ago
- Cottonwood Heights, UT
- 3 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
. + Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE) etc.) + Advanced degree...
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT
- 30+ days ago
- Salt Lake City, UT
- 30+ days ago
Compliance Manager experience at a financial institution or examiner experience with a financial regulatory agency (FDIC or UDFI) required....
- Cottonwood Heights, UT
- 60+ days ago
- Cottonwood Heights, UT
- 60+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Utah
Moving to Utah? Find some basic demographic data about Utah below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Utah
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Utah offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- OFAC
- Equity Research
- Tax Accounting
- Technical Accounting
- Equities
- Loan Origination
- Derivatives
- Generally Accepted Accounting Principles
- Internal Control
- Consumer Lending
- Management Reporting
- Employee Benefits
- Ad Hoc Reporting
- BSA
- Wealth Management
- Fixed Income
- Lending
- Securities and Exchange Commission
- Cost Accounting
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Mentoring
- Verbal Communication
- Investigation
- Documentation
- Reporting
- Collaboration
- Interpersonal Skills
- Coaching
- Flexibility
- Bachelor's Degree
- Policy Development
- Regulations
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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