Compliance Manager Jobs in Vermont
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director
- Montpelier, VT
- 60+ days ago
- Montpelier, VT
- 60+ days ago
Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director Company Summary Come join one of America’s fastest growing insurance companies with a stable history of 175 years. At...
Environmental Services Compliance Manager- REMOTE
- Montpelier, VT
- 60+ days ago
- Montpelier, VT
- 60+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Vermont
Moving to Vermont? Find some basic demographic data about Vermont below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Vermont
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Vermont offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Federal Housing Administration
- Prioritizing
- Juris Doctor
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Management Reporting
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Cost Reduction
- Resolution
- Acquisitions
- Finance
- Business Administration
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Flexibility
- Data Analysis
- Documentation
- Collaboration
- Interpersonal Skills
- Coaching
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Teamwork
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »