Compliance Manager Jobs in Auburn, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Operational, Risk and Compliance Manager
- Seattle, WA (21 miles from Auburn, WA)
- 10 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 10 days ago
The minimum salary for the Operational, Risk and Compliance Manager position is $115,000 annually and the maximum salary for the Operational, Risk and Compliance Manager position is $125,000 annually...
IT and Business Compliance Manager
- Bellevue, WA (21 miles from Auburn, WA)
- 10 days ago
- Bellevue, WA (21 miles from Auburn, WA)
- 10 days ago
The Senior IT & Business Compliance Manager is a strategic leader responsible for overseeing complex compliance initiatives that impact T-Mobile's financial integrity and business operations....
Compliance Manager - Legal Affairs/ Anti-Corruption & Anti-Bribery& Anti-Bri
- Bellevue, WA (21 miles from Auburn, WA)
- 12 days ago
- Bellevue, WA (21 miles from Auburn, WA)
- 12 days ago
At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big love we give our customers. All team members receive a competitive base salary and compensation...
Compliance Manager, Risk and Compliance
- Seattle, WA (21 miles from Auburn, WA)
- 12 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 12 days ago
The Compliance Manager will work across business, legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML and Sanctions risks for existing...
- Fife, WA (6 miles from Auburn, WA)
- 23 days ago
- Fife, WA (6 miles from Auburn, WA)
- 23 days ago
The Compliance Director position is responsible for internal controls and ensuring compliance with Title 31 regulations, Bank Secrecy Act (BSA), Financial Crimes Enforcement Network (FinCEN)...
Student Employment Operations & Compliance Manager
- Seattle, WA (21 miles from Auburn, WA)
- 60+ days ago
- Seattle, WA (21 miles from Auburn, WA)
- 60+ days ago
Student Employment Operations & Compliance Manager FLSA Status : Nonexempt Market Reference Range (MRR) : 8 Months Per Year : 12 Employment Status : Full-Time Work Model: Hybrid Eligible* SeattleUniversity...
Country United States of America State / County California, Oregon, Washington, Remote City Algona, Bellevue, Clackamas, Compton, Corona, Covina, Garden Grove, Gardena, Irvine, Kent, Newport...
- Seattle, WA (21 miles from Auburn, WA)
- 90+ days ago
- Seattle, WA (21 miles from Auburn, WA)
- 90+ days ago
POSITION SUMMARY: The Compliance Manager will be responsible for ensuring that WACBD adheres to all applicable federal, state, and local regulations, as well as internal policies and procedures....
- Tacoma, WA (9 miles from Auburn, WA)
- 90+ days ago
- Tacoma, WA (9 miles from Auburn, WA)
- 90+ days ago
Priority Consideration Date: March 9, 2025 Located in the scenic Puget Sound area with Mount Rainier in the distance, Tacoma is the third largest city in Washington State with a thriving and...
Senior Product Compliance Manager, Global Trade Services - Product Compliance
- Bellevue, WA (21 miles from Auburn, WA)
- 90+ days ago
- Bellevue, WA (21 miles from Auburn, WA)
- 90+ days ago
Product Compliance Manager to support our rapidly growing and evolving businesses....
Demographic Data for Auburn, WA
Moving to Auburn, WA? Find some basic demographic data about Auburn, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Auburn, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Auburn, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »