Compliance Manager Jobs in Auburn, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Technical Risk & Compliance Manager
- Seattle, WA (21 miles from Auburn, WA)
- 3 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 3 days ago
Technical Risk & Compliance Manager Introduction to Team Our Corporate Functions are made up of teams that support Expedia Group, including Employee Communications, Finance, Legal, People Team, Inclusion...
- Seattle, WA (21 miles from Auburn, WA)
- 5 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 5 days ago
Manager (CRCM) is a plus Experience developing and/or executing a Compliance Management System (CMS) including risk assessment, monitoring and testing, training, complaint and issues management Working...
Accounting Manager, Compliance
- Seattle, WA (21 miles from Auburn, WA)
- 6 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 6 days ago
At F5, we strive to bring a better digital world to life. Our teams empower organizations across the globe to create, secure, and run applications that enhance how we experience our evolving...
Capital Finance and Grants Compliance Manager (Strategic Advisor 2)
- Seattle, WA (21 miles from Auburn, WA)
- 7 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 7 days ago
About this position: We are excited to welcome a Capital Finance and Grants Compliance Manager to the Finance and Administration team at Seattle Center!...
Compliance Manager, Risk and Compliance , North America Compliance Office
- Seattle, WA (21 miles from Auburn, WA)
- 12 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 12 days ago
Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to support Amazon Payments, Inc. (API), a FinCEN registered money service business operating in...
Compliance Manager, Risk and Compliance
- Seattle, WA (21 miles from Auburn, WA)
- 25 days ago
- Seattle, WA (21 miles from Auburn, WA)
- 25 days ago
The Compliance Manager will work across business, legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML and Sanctions risks for existing...
- Fife, WA (6 miles from Auburn, WA)
- 30+ days ago
- Fife, WA (6 miles from Auburn, WA)
- 30+ days ago
The Compliance Director position is responsible for internal controls and ensuring compliance with Title 31 regulations, Bank Secrecy Act (BSA), Financial Crimes Enforcement Network (FinCEN)...
- Seattle, WA (21 miles from Auburn, WA)
- 90+ days ago
- Seattle, WA (21 miles from Auburn, WA)
- 90+ days ago
POSITION SUMMARY: The Compliance Manager will be responsible for ensuring that WACBD adheres to all applicable federal, state, and local regulations, as well as internal policies and procedures....
- Tacoma, WA (9 miles from Auburn, WA)
- 90+ days ago
- Tacoma, WA (9 miles from Auburn, WA)
- 90+ days ago
Priority Consideration Date: March 9, 2025 Located in the scenic Puget Sound area with Mount Rainier in the distance, Tacoma is the third largest city in Washington State with a thriving and...
Demographic Data for Auburn, WA
Moving to Auburn, WA? Find some basic demographic data about Auburn, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Auburn, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Auburn, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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