Compliance Manager Jobs in Bothell, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Seattle, WA (11 miles from Bothell, WA)
- 17 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 17 days ago
Manager (CRCM) is a plus Experience developing and/or executing a Compliance Management System (CMS) including risk assessment, monitoring and testing, training, complaint and issues management Working...
Accounting Manager, Compliance
- Seattle, WA (11 miles from Bothell, WA)
- 19 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 19 days ago
At F5, we strive to bring a better digital world to life. Our teams empower organizations across the globe to create, secure, and run applications that enhance how we experience our evolving...
Compliance Manager, Risk and Compliance , North America Compliance Office
- Seattle, WA (11 miles from Bothell, WA)
- 25 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 25 days ago
Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to support Amazon Payments, Inc. (API), a FinCEN registered money service business operating in...
- Everett, WA (16 miles from Bothell, WA)
- 29 days ago
- Everett, WA (16 miles from Bothell, WA)
- 29 days ago
As a Fluke **Ethics and Compliance Manager**, you will be a key member of Flukes global legal team, working in close partnership with our parent company, Fortive, to uphold and strengthen our culture...
Compliance Manager, Risk and Compliance
- Seattle, WA (11 miles from Bothell, WA)
- 30+ days ago
- Seattle, WA (11 miles from Bothell, WA)
- 30+ days ago
The Compliance Manager will work across business, legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML and Sanctions risks for existing...
- Seattle, WA (11 miles from Bothell, WA)
- 90+ days ago
- Seattle, WA (11 miles from Bothell, WA)
- 90+ days ago
POSITION SUMMARY: The Compliance Manager will be responsible for ensuring that WACBD adheres to all applicable federal, state, and local regulations, as well as internal policies and procedures....
Demographic Data for Bothell, WA
Moving to Bothell, WA? Find some basic demographic data about Bothell, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bothell, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bothell, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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