Compliance Manager Jobs in Lynnwood, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Ethics & Compliance Manager HR Investigations Focus
- Everett, WA (13 miles from Lynnwood, WA)
- 6 days ago
- Everett, WA (13 miles from Lynnwood, WA)
- 6 days ago
As a Fluke Ethics and Compliance Manager, you will be a key member of Fluke's global legal team, working in close partnership with our parent company, Fortive, to uphold and strengthen our culture of...
Regulatory Compliance Manager - New Product Initiatives
- Seattle, WA (13 miles from Lynnwood, WA)
- 6 days ago
- Seattle, WA (13 miles from Lynnwood, WA)
- 6 days ago
About the Role: Reporting to the Director of Compliance Services, the Regulatory Compliance Manager will play a crucial role in overseeing and enhancing the compliance framework for Remitly's lending...
Technical Risk & Compliance Manager
- Seattle, WA (13 miles from Lynnwood, WA)
- 9 days ago
- Seattle, WA (13 miles from Lynnwood, WA)
- 9 days ago
Technical Risk & Compliance Manager Introduction to Team Our Corporate Functions are made up of teams that support Expedia Group, including Employee Communications, Finance, Legal, People Team, Inclusion...
Operations Accounting - Inventory & Financing Compliance Manager
- Bellevue, WA (13 miles from Lynnwood, WA)
- 12 days ago
- Bellevue, WA (13 miles from Lynnwood, WA)
- 12 days ago
About the Role: We are seeking an Operations Accounting - Inventory & Financing Compliance Manager who will play a critical role supporting the company's inventory and fixed asset accounting functions...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Seattle, WA (13 miles from Lynnwood, WA)
- 25 days ago
- Seattle, WA (13 miles from Lynnwood, WA)
- 25 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Senior Director, Compliance Analytics
- Seattle, WA (13 miles from Lynnwood, WA)
- 27 days ago
- Seattle, WA (13 miles from Lynnwood, WA)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Seattle, WA (13 miles from Lynnwood, WA)
- 30+ days ago
- Seattle, WA (13 miles from Lynnwood, WA)
- 30+ days ago
About This Role The role of the Compliance Manager is to lead a team of data processors and compliance specialists within the Collective Bargaining and Employer Relations Department of SEIU 775....
Demographic Data for Lynnwood, WA
Moving to Lynnwood, WA? Find some basic demographic data about Lynnwood, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lynnwood, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lynnwood, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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