Compliance Manager Jobs in Mill Creek, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Operations Accounting - Inventory & Financing Compliance Manager
- Bellevue, WA (15 miles from Mill Creek, WA)
- 2 days ago
- Bellevue, WA (15 miles from Mill Creek, WA)
- 2 days ago
About the Role: We are seeking an Operations Accounting - Inventory & Financing Compliance Manager who will play a critical role supporting the company's inventory and fixed asset accounting functions...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Seattle, WA (17 miles from Mill Creek, WA)
- 15 days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 15 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Senior Director, Compliance Analytics
- Seattle, WA (17 miles from Mill Creek, WA)
- 17 days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 17 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Seattle, WA (17 miles from Mill Creek, WA)
- 24 days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 24 days ago
About This Role The role of the Compliance Manager is to lead a team of data processors and compliance specialists within the Collective Bargaining and Employer Relations Department of SEIU 775....
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Seattle, WA (17 miles from Mill Creek, WA)
- 26 days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 26 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- Seattle, WA (17 miles from Mill Creek, WA)
- 30+ days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 30+ days ago
About the Role: Reporting to the Director of Compliance Services, the Product Compliance Manager will play a crucial role in overseeing and enhancing the compliance framework for Remitly's lending and...
- Seattle, WA (17 miles from Mill Creek, WA)
- 45+ days ago
- Seattle, WA (17 miles from Mill Creek, WA)
- 45+ days ago
Manager (CRCM) is a plus Experience developing and/or executing a Compliance Management System (CMS) including risk assessment, monitoring and testing, training, complaint and issues management Working...
Demographic Data for Mill Creek, WA
Moving to Mill Creek, WA? Find some basic demographic data about Mill Creek, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mill Creek, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mill Creek, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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