Compliance Manager Jobs in Seattle, WA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Technical Risk & Compliance Manager Introduction to Team Our Corporate Functions are made up of teams that support Expedia Group, including Employee Communications, Finance, Legal, People Team, Inclusion...
Manager (CRCM) is a plus Experience developing and/or executing a Compliance Management System (CMS) including risk assessment, monitoring and testing, training, complaint and issues management Working...
At F5, we strive to bring a better digital world to life. Our teams empower organizations across the globe to create, secure, and run applications that enhance how we experience our evolving...
Capital Finance and Grants Compliance Manager (Strategic Advisor 2)
- Seattle, WA
- 12 days ago
- Seattle, WA
- 12 days ago
About this position: We are excited to welcome a Capital Finance and Grants Compliance Manager to the Finance and Administration team at Seattle Center!...
Compliance Manager, Risk and Compliance , North America Compliance Office
- Seattle, WA
- 17 days ago
- Seattle, WA
- 17 days ago
Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to support Amazon Payments, Inc. (API), a FinCEN registered money service business operating in...
The Compliance Manager will work across business, legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML and Sanctions risks for existing...
POSITION SUMMARY: The Compliance Manager will be responsible for ensuring that WACBD adheres to all applicable federal, state, and local regulations, as well as internal policies and procedures....
Demographic Data for Seattle, WA
Moving to Seattle, WA? Find some basic demographic data about Seattle, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Seattle, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seattle, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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