Compliance Specialist Jobs in Arizona
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Analyst-Compliance; Sanctions & EDD Projects and Processes
- Phoenix, AZ
- 8 hours ago
- Phoenix, AZ
- 8 hours ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Job Title: Regulatory Affairs Specialist Job Description The Regulatory Affairs Specialist is responsible for preparing and submitting the appropriate documentation for pre-market submissions...
The Senior Analyst, Compliance Operations/Information Lifecycle Management, will primarily be responsible for performing second-line controls intended to provide oversight of the firm's regulatory...
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Country Supplier is looking for a ATF Regulatory Compliance Specialist to cover our CAL Ranch stores in Arizona....
Are you Re-Thinking Your Priorities? Are you tired of being under-appreciated or overlooked in your current role? Why not come to work for an employer who prioritizes you! It just might be time...
ARIZONA DEPARTMENT OF HOUSING Housing is the foundation for success. We lead and collaborate with our community partners to create, preserve and invest in affordable housing. We protect housing...
DEPARTMENT OF ECONOMIC SECURITY Your Partner For A Stronger Arizona. DES works with families, community organizations, advocates and state and federal partners to realize our collective vision: A...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Job 2845 Compliance Auditor Investigation Specialist
- Phoenix, AZ
- 21 days ago
- Phoenix, AZ
- 21 days ago
To apply for this position, you must use the following link. Other applications will not be considered. JOB TITLE: Compliance Auditor - Specialist V JOB #: 2845 DIVISION: Certification and...
Registered Nurse Healthcare Compliance Officer (MEDICAL FACILITIES LICENSING)
- Phoenix, AZ
- 21 days ago
- Phoenix, AZ
- 21 days ago
DEPARTMENT OF HEALTH SERVICES The Arizona Department of Health Services promotes and protects the health of Arizona's children and adults. Our mission is to promote, protect, and improve the...
Export Compliance Officer II for Training & Communication
- Phoenix, AZ
- 22 days ago
- Phoenix, AZ
- 22 days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
DEPT OF HEALTH SERVICES The Arizona Department of Health Services promotes and protects the health of Arizona's children and adults. Our mission is to promote, protect, and improve the health and...
Demographic Data for Arizona
Moving to Arizona? Find some basic demographic data about Arizona below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Arizona
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Arizona offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Affirmative Action
- ISO Certified
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Lending
- Client Relationships
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Verbal Communication
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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