Compliance Specialist Jobs
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job DetailsJob Location: MEDIKO Corporate - HENRICO, VA 23233Position Type: MEDIKO Employee - Full TimeSalary Range: $61,000.00 - $79,000.00Job Shift: Day ShiftMEDIKO: Mission driven & committed...
In PersonCorporate Compliance Officer Northeast Division
- LabCorp
- Raritan, NJ
- 9 hours ago
- Raritan, NJ
- 9 hours ago
Labcorp is a global leader in diagnostic testing and drug development solutions, helping healthcare providers, researchers, and patients make informed decisions that advance care. Join us in our...
RemoteSenior Lead Compliance Officer - Futures Commission Merchant (FCM) - Executive Director
- Wells Fargo
- New York, NY
- 10 hours ago
- New York, NY
- 10 hours ago
This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team....
In PersonBuilding the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What...
RemoteSenior Lead Compliance Officer - Prime Brokerage & Equities
- Wells Fargo
- New York, NY
- 18 hours ago
- New York, NY
- 18 hours ago
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business...
HybridGrant & Compliance Coordinator - ASC (Administrative Service Center)
- Indiana Public Schools
- New Albany, IN
- 21 hours ago
- New Albany, IN
- 21 hours ago
TO APPLY FOR THIS POSITION AND COMPLETE DETAILS, PLEASE VISIT OUR WEBSITE AT: Job Details Job ID: 5749000 Application Deadline: Posted until filled Posted: Jun 1, 2026 Starting Date: Immediately...
In PersonPrescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. Please note that the availability of this position is contingent upon. Benefits: At Prescient Edge,...
In PersonNon-Depository and Securities Compliance Examiner 1
- State of Pennsylvania
- Harrisburg, PA
- 21 hours ago
- Harrisburg, PA
- 21 hours ago
THE POSITION Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you...
In PersonCompliance Officer - Sponsored Programs & Research
- Valdosta State University
- Valdosta, GA
- 1 day ago
- Valdosta, GA
- 1 day ago
Compliance Officer - Sponsored Programs & Research Location: Valdosta State University Regular/Temporary: Regular Full/Part Time: Full-Time Job ID: 299165 About Us As a comprehensive institution...
In PersonNon-Depository and Securities Compliance Examiner 1
- Commonwealth of Pennsylvania
- Dauphin, PA
- 2 days ago
- Dauphin, PA
- 2 days ago
Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you will begin...
In Person- Ben E. Keith Company
- Oklahoma City, OK
- 2 days ago
- Oklahoma City, OK
- 2 days ago
For more than a century, Ben E. Keith Company has been a leader in fine food and premium beverage distribution, and we strive to consistently exceed our customers’ expectations. Our Food Division...
In PersonSr Regulatory Affairs Specialist Location : 100% REMOTE Duration : 18+ month Pay Range : $38/hr - $40/hr Job Description: Preparation and review of global regulatory submissions, including US...
RemoteRegulatory Affairs Specialist - (Medical Devices)
- Nesco Resource
- Cordova, TN
- 2 days ago
- Cordova, TN
- 2 days ago
Site: Memphis preferred, open to remote candidates so please specify location/time zone on resume JOB DESCRIPTION: Preparation and review of global regulatory submissions, including US 510(k) and...
RemoteGrant & Compliance Coordinator
- New Albany-Floyd County Consolidated School District
- New Albany, IN
- 2 days ago
- New Albany, IN
- 2 days ago
TITLE: Grant & Compliance Coordinator LOCATION: Administrative Services Center (ASC) CLASSIFICATION: Classified (Non-Exempt) PAY RANGE 19: $22.62 to $23.72 (based on education and experience)...
In PersonAnalyst-Compliance ; Customer Due Diligence
- American Express
- Phoenix, AZ
- 3 days ago
- Phoenix, AZ
- 3 days ago
Analyst-Compliance ; Customer Due Diligence New York, NY, United States Phoenix, AZ, United States Sandy, UT, United States Charlotte, NC, United States (Hybrid) Job Description The American...
HybridCompliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs Nationwide
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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