Compliance Specialist Jobs

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1-15 of 176 Jobs
RBC Royal Bank - New York, NY
What is the opportunity? The RBC Capital Markets, LLCs (the Firm) Equity Compliance team provides advisory compliance services to the Firms Global Equity (Including Global Equity Linked Products...
3 days ago
American Express - Phoenix, AZ
This Global Financial Crimes Compliance (GFCC) Financial Intelligence Unit (FIU) analyst position will assist in the management of an effective global Anti-Corruption compliance program....
1 day ago
Pall Corporation - Lutherville Timonium, MD
Support Finance Leadership with ad hoc financial reporting requests and compliance matters. Other special projects as assigned....
22 hours ago
BNY Mellon - New York, NY
With direct guidance, contributes to the compliance efforts of the assigned business units. Helps with assessment activities to ensure the business units are in compliance with standard regulatory...
1 day ago
White Cap Search - New York, NY
Job Order ID: 3377 Employment Type: Permanent Job Location: New York New York Target Salary: Job Function: The CCO will evaluate business risk in accordance with policies, goals, and objectives...
1 day ago
Frisco, TX
Compliance Officer Robert Half Legal Frisco Seasonal/Temp DOE Apply Now Job Details Company Overview Ref ID: 04...02 Classification: Compliance Officer Compensation: DOE NOW HIRING | COMPLIANCE...
1 day ago
Bnymellon - Jersey City, NJ
Authentic, innovative and results-driven? Raise your hand if thatsounds like you! Were looking for an amazing individual to join our growing team. The longevity of our firm is a testament to its...
14 hours ago
Capital IQ - New York, NY
Compliance Officer Control Room Location: New York The Role As a Compliance Officer in the Control Room you will be part of a global team tasked with overseeing controls in relation to credit...
17 hours ago
California State Polytechnic University - Pomona - Pomona, CA
The Financial Aid Compliance Officer will identify and monitor trends in the financial aid regulatory environment, assesses their impact, and keeps staff, management and leadership informed;...
13 hours ago
Robert Half Finance & Accounting - Chicago, IL
Ref ID: 01...87 Classification: Sales Analyst Compensation: DOE To apply for this Compliance Officer position, send your resume to John Sadofsky ( Email blocked - click to apply ) In the subject...
1 day ago
ICS - New York, NY
The Firm is looking for an AML Compliance Officer (AVP) with extensive knowledge of the BSA/Patriot Act and Financial Crime. Responsibilities Participate as an active member of the Firm's AML...
3 days ago
Kerry Consulting Pte Ltd, EA Licence No: 16S8060 - Naperville, IL
Regional Bank High Growth, Rapid Transformation Significant Investments in Innovation and New Technologies Our client is a dynamic and fast growing regional bank with strong track record of...
2 days ago
Talent Fusion US - Killeen, TX
Bachelors degree in a related field or an equivalent combination of education and experience, required. Seven (7) or more years experience in financial services required. Minimum of five (5) years...
2 days ago
State of Colorado - Denver, CO
reports, and grant closeout reports, etc; Perform financial reporting and financial transactions related to Serve Colorado's and sub-grantee funding as required; Develop and implement fiscal monitoring...
1 day ago
BNY Mellon - Lake Mary, FL
Authentic, innovative and results-driven? Raise your hand if thatsounds like you! We're looking for an amazing individual to join our growing team. The longevity of our firm is a testament to its...
11 hours ago

Compliance Specialist Online Courses and Training Opportunities

Compliance for Wearables [2016 Webinar Recording]
Video Length: 60 minutes.  This webinar will focus on regulatory aspects facing wearable device manufacturers. The global market for these devices is expected to reach into the billions. EMC,...

HR Compliance Training Program
This course consists of compliance training to help you meet your organization's needs and legal requirements.

Compliance with Labor Laws (Course)
Originally Presented: September 23, 2014 Course Length: 1.5 Hours Course Credit Hours: 1.5 PDH Moderator: Jodi Vaccaro, Sr. Buisiness Development Representative, USA Environmental Speakers:...

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