|
SMBC Group
-
New York, NY
Overview SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide...
|
2 days ago
|
|
Waddell & Reed Financial, Inc
-
Overland Park, KS
Summary Create and/or enhance compliance policy at the direction of the Chief Compliance Officer, Compliance senior leaders in coordination with WRI General Counsel Organization and business...
|
5 hours ago
|
|
Colorado School Mines
-
Golden, CO
Financial Compliance Analyst Apply now Job no: 493562 Work type: Administrative Faculty Full Time Location: Golden Categories: Business/Accounting/Finance/Audit Position Title: Financial...
|
2 days ago
|
|
Social Finance, Inc.
-
Healdsburg, CA
This leader participates in the development, implementation and administration of the Companys Compliance Management Program for the SoFi Money product group. This includes support for a Cash...
|
14 hours ago
|
|
Lincoln Financial Group
-
Fort Wayne, IN
Alternate Locations: Charlotte, NC (North Carolina); Dallas, TX (Texas); Durham, NC (North Carolina); Fort Wayne, IN (Indiana); Fort Worth, TX (Texas); Gainsville, FL (Florida); Greensboro, NC...
|
13 hours ago
|
|
Department Of The Treasury
-
Ogden, UT
Duties HelpDuties Summary WHAT IS THE TAX EXEMPT AND GOVERNMENT ENTITIES (TE/GE) DIVISION? Tax Exempt & Government Entities Division serves Employee Plans which examines the returns of qualified...
|
1 day ago
|
|
Paypal
-
San Francisco, CA
PayPal Sr. Manager - Xoom Compliance Officer in San Francisco , California Sr. Manager - Xoom Compliance Officerin San Franciscoat PayPal Date Posted: 3/13/2019 Share With: Job Snapshot Employee...
|
2 days ago
|
|
Silicon Valley Bank
-
Santa Clara, CA
SVB Asset Management (SAM) is a SEC registered investment adviser that manages fixed income portfolios primarily for public and private corporations. SAM has approximately $37 billion in assets...
|
1 day ago
|
|
Transunion
-
Boca Raton, FL
Dynamics of the Role The Specialized Risk Group (SRG) within TransUnion is based in Boca Raton, Florida. Our flagship product, TLOxp, is a powerful tool for investigations, debt recovery, due...
|
2 days ago
|
|
Deutsche Bank
-
Jacksonville, FL
Swap Dealer Compliance Officer - Analyst Job ID: 3187852Full/Part-Time: Full-timeRegular/Temporary: RegularListed: 2019-03-19Location: Jacksonville, United States of America Regulation, Compliance...
|
6 hours ago
|
|
Citi
-
New York, NY
Chief Compliance Officer- Global Control Group, Research, Ba Company: Citi Location: New York Posted on: March 14, 2019 Job Description: Primary Location: United States,New York,New YorkEducation:...
|
2 days ago
|
|
Minneapolis, MN
Description Our client, a leading Asset Management Firm in the Twin Cities, is seeking a Compliance Officer to join their firm. This position is responsible for providing portfolio compliance...
|
1 day ago
|
|
Covetrus
-
Portland, ME
The Chief Compliance Officer is responsible for overseeing and driving the development of the Global Corporate Compliance Program, part of the Legal Department designed to help ensure that Vets...
|
13 hours ago
|
|
State of Florida
-
Tallahassee, FL
Requisition No: 57992 Agency: Highway Safety and Motor Vehicle Working Title: COMPLIANCE OFFICER - 76002464 Position Number: 76002464 Salary: $24,579.72 Annually Posting Closing Date: 03/25/2019...
|
13 hours ago
|
|
Sun Life Financial
-
Edmonson, TX
At Sun Life, we work together, share common values and encourage growth and achievement. We offer many career paths that attract a wide variety of talent and skills. Follow a path that lets your...
|
1 day ago
|
Users interested in this job title also searched for the following job title
Required or preferred licenses and certifications for Compliance Specialist positions.
The following top skills are often required or desired to land a Compliance Specialist position
= trendingHere are some other career titles that require similar skills
Top hiring companies for Compliance Specialist positions
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Rating A+
iHire, LLC © 2019