Compliance Specialist Jobs
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Administrator (Hybrid)
- APCU Center Parc Credit Union
- Atlanta, GA
- 5 days ago
- APCU Center Parc Credit Union
- Atlanta, GA
- 5 days ago
Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...
Regulatory Compliance Analyst: Oxford Life Insurance
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 7 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 7 days ago
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med...
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL
- 11 days ago
- 1891 Financial Life
- Schaumburg, IL
- 11 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist II Electrophysiology (on-site)
- Plymouth, MN
- 30+ days ago
- Plymouth, MN
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist II - Ventures (on-site)
- Saint Paul, MN
- 45+ days ago
- Saint Paul, MN
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Affairs Specialist Vascular (on-site)
- Santa Clara, CA
- 60+ days ago
- Santa Clara, CA
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA
- 60+ days ago
- Alameda, CA
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
This is a corporate position with primary work supporting Clinical Compliance, Accreditation and Regulatory Compliance at Corewell Health East Region. About Corewell Health Our new name signals...
Senior Business Management Specialist - Compliance Operations
- New York, NY
- 1 hour ago
- New York, NY
- 1 hour ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Regulatory Compliance Specialist Position Summary Catalent, Inc. is a leading global contract development and manufacturing organization (CDMO) whose mission is to develop, manufacture, and supply products...
Job Title: Regulatory Affairs Specialist I Location: Remote 100% Duration: 24 months Interviews: 1 (Panel) - Maybe 2 Must haves: Bachelor's Degree - no specific Field of study. Regulatory Affairs...
Financial Compliance Analyst II **Job Description:** **What You'll Be Doing:** Compliance & Project Management + Validate supplier project approvals via email or portal. + Verify project setup to...
Remote WorkOur client is seeking a Regulatory Affairs Specialist with automation experience to join their team. As a Regulatory Affairs Specialist, you will be responsible for classifying new and existing...
We are seeking a detail-oriented and proactive Regulatory Compliance Specialist to join our Quality & Compliance team....
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs Nationwide
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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