Compliance Specialist Jobs

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1-15 of 264 Jobs
SMBC Group - New York, NY
Overview SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide...
2 days ago
Waddell & Reed Financial, Inc - Overland Park, KS
Summary Create and/or enhance compliance policy at the direction of the Chief Compliance Officer, Compliance senior leaders in coordination with WRI General Counsel Organization and business...
5 hours ago
Colorado School Mines - Golden, CO
Financial Compliance Analyst Apply now Job no: 493562 Work type: Administrative Faculty Full Time Location: Golden Categories: Business/Accounting/Finance/Audit Position Title: Financial...
2 days ago
Social Finance, Inc. - Healdsburg, CA
This leader participates in the development, implementation and administration of the Companys Compliance Management Program for the SoFi Money product group. This includes support for a Cash...
14 hours ago
Lincoln Financial Group - Fort Wayne, IN
Alternate Locations: Charlotte, NC (North Carolina); Dallas, TX (Texas); Durham, NC (North Carolina); Fort Wayne, IN (Indiana); Fort Worth, TX (Texas); Gainsville, FL (Florida); Greensboro, NC...
13 hours ago
Department Of The Treasury - Ogden, UT
Duties HelpDuties Summary WHAT IS THE TAX EXEMPT AND GOVERNMENT ENTITIES (TE/GE) DIVISION? Tax Exempt & Government Entities Division serves Employee Plans which examines the returns of qualified...
1 day ago
Paypal - San Francisco, CA
PayPal Sr. Manager - Xoom Compliance Officer in San Francisco , California Sr. Manager - Xoom Compliance Officerin San Franciscoat PayPal Date Posted: 3/13/2019 Share With: Job Snapshot Employee...
2 days ago
Silicon Valley Bank - Santa Clara, CA
SVB Asset Management (SAM) is a SEC registered investment adviser that manages fixed income portfolios primarily for public and private corporations. SAM has approximately $37 billion in assets...
1 day ago
Transunion - Boca Raton, FL
Dynamics of the Role The Specialized Risk Group (SRG) within TransUnion is based in Boca Raton, Florida. Our flagship product, TLOxp, is a powerful tool for investigations, debt recovery, due...
2 days ago
Deutsche Bank - Jacksonville, FL
Swap Dealer Compliance Officer - Analyst Job ID: 3187852Full/Part-Time: Full-timeRegular/Temporary: RegularListed: 2019-03-19Location: Jacksonville, United States of America Regulation, Compliance...
6 hours ago
Citi - New York, NY
Chief Compliance Officer- Global Control Group, Research, Ba Company: Citi Location: New York Posted on: March 14, 2019 Job Description: Primary Location: United States,New York,New YorkEducation:...
2 days ago
Minneapolis, MN
Description Our client, a leading Asset Management Firm in the Twin Cities, is seeking a Compliance Officer to join their firm. This position is responsible for providing portfolio compliance...
1 day ago
Covetrus - Portland, ME
The Chief Compliance Officer is responsible for overseeing and driving the development of the Global Corporate Compliance Program, part of the Legal Department designed to help ensure that Vets...
13 hours ago
State of Florida - Tallahassee, FL
Requisition No: 57992 Agency: Highway Safety and Motor Vehicle Working Title: COMPLIANCE OFFICER - 76002464 Position Number: 76002464 Salary: $24,579.72 Annually Posting Closing Date: 03/25/2019...
13 hours ago
Sun Life Financial - Edmonson, TX
At Sun Life, we work together, share common values and encourage growth and achievement. We offer many career paths that attract a wide variety of talent and skills. Follow a path that lets your...
1 day ago

Compliance Specialist Online Courses and Training Opportunities

HIPAA Privacy Compliance Course
This HIPAA program is fully updated to the law as of 2017.  Focusing on HIPAA privacy compliance, this comprehensive course covers all aspects of HIPAA privacy. Training Points: What is PHI? What...

Compliance with Labor Laws (Course)
Originally Presented: September 23, 2014 Course Length: 1.5 Hours Course Credit Hours: 1.5 PDH Moderator: Jodi Vaccaro, Sr. Buisiness Development Representative, USA Environmental Speakers:...

49 CFR Safety & Security Compliance Training (2018)
Find a 49 CFR Safety & Security Compliance Training (2018) training courses for various studies at the leading hosted LMS solution.

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