Compliance Specialist Jobs

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1-15 of 289 Jobs
Citigroup - Long Island City, NY
services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending mo...
2 days ago
HSBC - New York, NY
process across different business lines on an ongoing basis. Observation of Internal Controls Maintains HSBC internal control standards, including timely implementation of internal and external audit...
1 day ago
The Blackstone Group Incorporated - New York, NY
Legal & Compliance - Compliance Officer, Assistant Vice President Location: New York Description Compliance Officer - Blackstone Legal & Compliance Employer: Blackstone Firm Overview: Blackstone...
2 days ago
Non-disclosed - New York, NY
An alternative credit asset management firm based in NYC is seeking a mid-level Compliance Officer to help the firm to maintain and further develop its compliance program. The firm is registered...
22 hours ago
Westwood Holdings Group Inc - Dallas, TX
requirements by testing and analyzing documentation, records, and operating practices within the internal control structure (e.g. shredding policy, clean desk policy etc., User Permissions, etc.)* Track a...
1 day ago
Deutsche Bank - Chicago, IL
Compliance Officer covering Listed Derivatives - Vice PresidentJob ID: 3161019 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2017-10-18 Location: Chicago, United States of...
19 hours ago
Discover Financial Services Inc. - Riverwoods, IL
The Sr. Analyst, Compliance & Reporting is responsible for facilitating and leading the coordination and completion of department level Risk deliverables. Assists in the identification,...
12 hours ago
The Blackstone Group Incorporated - New York, NY
Legal & Compliance - Compliance Officer, Vice President Location: New York Description Compliance Officer - Blackstone Legal & Compliance Employer: ?????????????????????????????? Blackstone Firm...
2 days ago
Job Juncture - Dallas, TX
Implements and supervises the bank's compliance program, to include the BSA/AML Program (filing SARs and CTRs, maintaining BSA, AML, CIP, EDD, CDD procedures), CRA, HMDA, and deposit regulations. Also...
2 days ago
BOK Financial - Tulsa, OK
oring, Wealth Management Compliance and Investment Management Compliance. Collaborate with business units and other departments such as Information Security, Enterprise Risk Management, BSA, and Marke...
18 hours ago
Robert Half Legal - Newport Beach, CA
Ref ID: 00...65 Classification: Paralegal Compensation: DOE Prestigious Orange County company seeks a compliance professional for a long term engagement. Candidates must understand and be able to...
10 hours ago
The Bank of New York Mellon - Jersey City, NJ
VP - Compliance Officer II - Trading Jersey City, NJ US / Lake Mary, FL US Share Posted Today Apply NowProcessing... Email Job Apply NowProcessing... Email Job Job Description * Manages compliance...
16 hours ago
Verve, a Credit Union - La Crosse, WI
vendor requirement changes that impact the risk to the Credit Union. Develop and implement internal controls designed to ensure on-going compliance with all applicable laws, rules, and regulations a...
17 hours ago
Deutsche Bank - New York, NY
Global Markets Compliance Officer - Vice PresidentJob ID: 3164568 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2017-11-30 Location: New York, United States of AmericaRegulation,...
19 hours ago
Highmark Health - Wilmington, DE
ship-builder with Unsurpassed Interpersonal Skills + Written & Oral Presentation Skills + Internal Controls + Auditing + Tolerance for Ambiguity + Problem Solving & Decision Making **Preferred** + Medicaid...
2 days ago

Compliance Specialist Online Courses and Training Opportunities

Employment Law Compliance Made Easy

Learn the basics of employment law so you can legally hire, evaluate and manage employees as a manager, supervisor, small business owner, human resource specialist, or corporate executive....

Lean Six Sigma Introduction Specialist

What really is Six Sigma? Where and how did it originate? What do we mean by Lean Six Sigma? What is Quality? There are so many questions that everyone should know before diving into...

Compliance with Good Faith Settlement Regulations

This course explains how insurers comply with state-mandated good faith claims settlement practices regulations. The course explains the regulations, what they impose on the insurer and how the...

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