Compliance Specialist Jobs
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL
- 11 days ago
- 1891 Financial Life
- Schaumburg, IL
- 11 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist I - Heart Failure (on-site)
- Pleasanton, CA
- 4 days ago
- Pleasanton, CA
- 4 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist II Electrophysiology (on-site)
- Plymouth, MN
- 11 days ago
- Plymouth, MN
- 11 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Affairs Specialist - Digital Health Technologies (on-site)
- Alameda, CA
- 12 days ago
- Alameda, CA
- 12 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA
- 45+ days ago
- Alameda, CA
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Employer Compliance Associate Location Oak Brook, Illinois Internal Applicants must apply by Friday June 13th, 2025 SUMMARY Under the direct supervision of the Manager-Employer Compliance, this...
IT Risk & Compliance Analyst#25-67063 $24.78-$27.15 per hour Deerfield, IL All On-site Job Description Our Client, a Retail Pharmacy company, is looking for an IT Risk & Compliance Analyst for...
Company: Roswell Park Comprehensive Cancer Center Location: Buffalo, NY Career Level: Associate Industries: Healthcare, Pharmaceutical, Biotech Description Title: Regulatory Affairs Specialist Job...
Title: Regulatory Affairs Specialist Job Type: Regular Company: Health Research, Inc. (HRI) Roswell Park Division Department: Clinical Trials Office Time Type: Full time Weekly Hours: 40 FTE: 1...
Financial Compliance Analyst/Internal Auditorpositions offered by JAS Worldwide Management, Inc. (Atlanta, GA). Identify and document financial, operational and compliance risks and controls....
Remote WorkMake banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. Job Title: CO II - Privacy...
Summary As Staff Regulatory Affairs Specialist, you will be responsible for supporting MMS Dispensing products consisting of Medical Devices and Non-Medical Devices along with associated Software...
Regulatory Affairs Specialist Department:Regulatory Location:Burlington, MA About the Wellness Pet Company The Wellness Pet Company crafts and produces premium natural pet food, treats, dental...
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs Nationwide
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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