Compliance Specialist Jobs in Alameda, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Evolve Talent Partners
- San Francisco, CA (7 miles from Alameda, CA)
- 45+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 45+ days ago
The Company is seeking a Legal and Compliance Associate based in San Francisco who will skillfully and accurately assist in the coordination and execution of the Company's general legal and...
In PersonSenior Compliance Officer, Card Schemes
- Adyen
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
In PersonSenior Compliance Officer, Card Network Specialist
- Adyen
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
In PersonJunior Small Business and Compliance Officer
- Dutra Group
- San Rafael, CA (18 miles from Alameda, CA)
- 60+ days ago
- San Rafael, CA (18 miles from Alameda, CA)
- 60+ days ago
Junior Small Business and Compliance Officer EQUAL OPPORTUNITY EMPLOYER/VETERANS/DISABLED SUMMARY The Junior Small Business Liaison and Compliance Officer (Junior SBLO) will support all Dutra...
In PersonLegal & Compliance Associate (Summer Start 2026)
- AlphaSights, Ltd.
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
Available Start Dates: Summer Start 2026 About the role AlphaSights is composed of ambitious professionals committed to accelerating progress for our clients and helping them make more informed...
In PersonLegal & Compliance Associate (Immediate Start 2026)
- AlphaSights, Ltd.
- San Francisco, CA (7 miles from Alameda, CA)
- 90+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 90+ days ago
Available Start Dates: Immediate Start 2026 About the role AlphaSights is composed of ambitious professionals committed to accelerating progress for our clients and helping them make more informed...
In PersonDemographic Data for Alameda, CA
Moving to Alameda, CA? Find some basic demographic data about Alameda, CA below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Certified Employee Benefit Specialist
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Computer Skills
- Time Management
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »