Compliance Specialist Jobs in Alhambra, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Financial Compliance Auditor III Finance
- Los Angeles, CA (10 miles from Alhambra, CA)
- 6 days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 6 days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
- El Segundo, CA (19 miles from Alhambra, CA)
- 8 days ago
- El Segundo, CA (19 miles from Alhambra, CA)
- 8 days ago
About Liquid I.V.** Liquid I.V. is a functional hydration company based in Los Angeles, CA. Acquired by Unilever in 2020, Liquid I.V. is the #1 powdered hydration brand in America, delivering...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (10 miles from Alhambra, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 10 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (19 miles from Alhambra, CA)
- 14 days ago
- Diamond Bar, CA (19 miles from Alhambra, CA)
- 14 days ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
- San Fernando, CA (21 miles from Alhambra, CA)
- 25 days ago
- San Fernando, CA (21 miles from Alhambra, CA)
- 25 days ago
Regulatory Affairs Specialist Regulatory Affairs San Fernando Valley, CA, US Pay Rate Low: 31 | Pay Rate High: 35 A leading company in the food and beverage industry is seeking a Regulatory...
- Los Angeles, CA (10 miles from Alhambra, CA)
- 25 days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 25 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (21 miles from Alhambra, CA)
- 27 days ago
- San Fernando, CA (21 miles from Alhambra, CA)
- 27 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly - 3.8 San Fernando, CA Job Details Full-time $31 - $35 an hour 23 hours ago Benefits Paid holidays Disability insurance Health insurance Dental...
Regulatory Compliance Specialist
- Brea, CA (18 miles from Alhambra, CA)
- 27 days ago
- Brea, CA (18 miles from Alhambra, CA)
- 27 days ago
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in regulatory...
IS Regulatory Compliance Analyst - IS Security - Full Time 8 Hour Days (Non-Exempt) (Non-Union)
- Los Angeles, CA (10 miles from Alhambra, CA)
- 27 days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 27 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
- Los Angeles, CA (10 miles from Alhambra, CA)
- 28 days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 28 days ago
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Regulatory Affairs Specialist III Food & Bev
- San Fernando, CA (21 miles from Alhambra, CA)
- 28 days ago
- San Fernando, CA (21 miles from Alhambra, CA)
- 28 days ago
Regulatory Affairs Specialist III Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Regulatory Compliance, Associate
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 30+ days ago
We are UMG, the Universal Music Group. We are the world's leading music company. In everything we do, we are committed to artistry, innovation and entrepreneurship. We own and operate a broad...
Fair Banking Compliance Officer
- Los Angeles, CA (10 miles from Alhambra, CA)
- 60+ days ago
- Los Angeles, CA (10 miles from Alhambra, CA)
- 60+ days ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Demographic Data for Alhambra, CA
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Salary for Compliance Specialist Jobs in Alhambra, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Alhambra, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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