Compliance Specialist Jobs in Berkeley, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist II
- Alameda, CA (6 miles from Berkeley, CA)
- 2 days ago
- Alameda, CA (6 miles from Berkeley, CA)
- 2 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Risk & Compliance Analyst
- Oakland, CA (7 miles from Berkeley, CA)
- 9 hours ago
- Oakland, CA (7 miles from Berkeley, CA)
- 9 hours ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Principal Risk & Compliance Analyst
- Oakland, CA (4 miles from Berkeley, CA)
- 2 days ago
- Oakland, CA (4 miles from Berkeley, CA)
- 2 days ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Need a Rockstar Construction Accounting & Compliance Coordinator
- Berkeley, CA
- 5 days ago
- Berkeley, CA
- 5 days ago
Hi! We're Vought Constructiona high-end residential builder based in Berkeley, specializing in complex remodels and custom homes. We're passionate about building beautiful, technically challenging...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA (6 miles from Berkeley, CA)
- 24 days ago
- Alameda, CA (6 miles from Berkeley, CA)
- 24 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (6 miles from Berkeley, CA)
- 26 days ago
- Alameda, CA (6 miles from Berkeley, CA)
- 26 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Compliance Analyst
- San Francisco, CA (10 miles from Berkeley, CA)
- 29 days ago
- San Francisco, CA (10 miles from Berkeley, CA)
- 29 days ago
THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst to join our ambitious team in San Francisco, CA. This role presents an outstanding...
Regulatory Affairs Specialist - Life Sciences
- South San Francisco, CA (16 miles from Berkeley, CA)
- 30+ days ago
- South San Francisco, CA (16 miles from Berkeley, CA)
- 30+ days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Regulatory Compliance Specialist / Req 822408492
- Alameda, CA (6 miles from Berkeley, CA)
- 30+ days ago
- Alameda, CA (6 miles from Berkeley, CA)
- 30+ days ago
PRINCIPAL RESPONSIBILITIES : Under the direction of the Supervisor, Regulatory Affairs & Compliance, the Regulatory Compliance Specialist supports the compliance program by coordinating implementation...
Senior Compliance Officer - Card Networks
- San Francisco, CA (10 miles from Berkeley, CA)
- 60+ days ago
- San Francisco, CA (10 miles from Berkeley, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Compliance Officer - Payment Networks
- San Francisco, CA (10 miles from Berkeley, CA)
- 60+ days ago
- San Francisco, CA (10 miles from Berkeley, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Demographic Data for Berkeley, CA
Moving to Berkeley, CA? Find some basic demographic data about Berkeley, CA below.
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Salary for Compliance Specialist Jobs in Berkeley, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Berkeley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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