Compliance Specialist Jobs in El Segundo, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Controls and Compliance Auditor - Urology
- Los Angeles, CA (9 miles from El Segundo, CA)
- 1 day ago
- Los Angeles, CA (9 miles from El Segundo, CA)
- 1 day ago
General Information Press space or enter keys to toggle section visibility Work Location: Los Angeles, CA, USA Onsite or Remote Flexible Hybrid Work Schedule Monday-Friday 8am-5pm, Hours may vary...
- Los Angeles, CA (9 miles from El Segundo, CA)
- 7 days ago
- Los Angeles, CA (9 miles from El Segundo, CA)
- 7 days ago
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee compliance requests to ensure that they are in compliance with company policy. These...
Our client, a Cosmetic Manufacturer that specializes in personal care products happily located in Southern California, a hub for the beauty industry, is actively looking to add a Sr Regulatory...
- Westchester, CA (2 miles from El Segundo, CA)
- 17 days ago
- Westchester, CA (2 miles from El Segundo, CA)
- 17 days ago
Regulatory Affairs Analyst - CPG Industry Location: El Segundo, CA, Hybrid schedule Type: Temporary (with potential to extend or convert long-term) Pay Range: $35-$44/hr A leading and rapidly...
- Los Angeles, CA (9 miles from El Segundo, CA)
- 30+ days ago
- Los Angeles, CA (9 miles from El Segundo, CA)
- 30+ days ago
Financial Compliance Auditor CONSULTING Fully Remote Full time Los Angeles California United States Consulting Risk Assurance About This Role Play a critical role in ensuring financial solvency...
Compliance Associate (Bell Gardens, CA.)
- Bell Gardens, CA (13 miles from El Segundo, CA)
- 30+ days ago
- Bell Gardens, CA (13 miles from El Segundo, CA)
- 30+ days ago
Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team? We are seeking a tram player who is ready to go the extra mile and support our...
Financial Compliance Auditor III, Claims
- Los Angeles, CA (9 miles from El Segundo, CA)
- 45+ days ago
- Los Angeles, CA (9 miles from El Segundo, CA)
- 45+ days ago
Financial Compliance Auditor III, Claims Los Angeles, CA (Remote/Hybrid) 3-Month Contract (Possibility of conversion to a permanent position) Job ID 25-09703 Solugenix is assisting a client, a...
Financial Compliance Auditor III
- Los Angeles, CA (9 miles from El Segundo, CA)
- 45+ days ago
- Los Angeles, CA (9 miles from El Segundo, CA)
- 45+ days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Demographic Data for El Segundo, CA
Moving to El Segundo, CA? Find some basic demographic data about El Segundo, CA below.
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Salary for Compliance Specialist Jobs in El Segundo, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in El Segundo, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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