Compliance Specialist Jobs in Newport Coast, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Affairs Specialist - Urology
- Irvine, CA (11 miles from Newport Coast, CA)
- 19 days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 19 days ago
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
Regulatory Affairs Specialist III - Urology
- Irvine, CA (11 miles from Newport Coast, CA)
- 20 days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 20 days ago
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
Regulatory Affairs Specialist II
- Cypress, CA (19 miles from Newport Coast, CA)
- 20 days ago
- Cypress, CA (19 miles from Newport Coast, CA)
- 20 days ago
Regulatory Affairs Specialist II DiaSorin United States, California, Cypress 11331 Valley View Street (Show on map) Jun 14, 2025 Diasorin is a global leader in diagnostic solutions, pushing the...
Senior Regulatory Affairs Specialist
- Irvine, CA (11 miles from Newport Coast, CA)
- 27 days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 27 days ago
We anticipate the application window for this opening will close on - 25 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
- Irvine, CA (11 miles from Newport Coast, CA)
- 30+ days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 30+ days ago
Regulatory Affairs Specialist Contract Type: Contractor Location: Irvine Industry: Pharmaceuticals Contact Name: Flora Pollack Contact Phone: Date Published: 05-Jun-2025 Regulatory Affairs...
- Brea, CA (23 miles from Newport Coast, CA)
- 30+ days ago
- Brea, CA (23 miles from Newport Coast, CA)
- 30+ days ago
Job Description: The Regulatory Affairs Specialist is responsible for assembling CE Technical files and final review of deliverables for MDR regulatory compliance with the goal of achieving...
- Santa Ana, CA (10 miles from Newport Coast, CA)
- 30+ days ago
- Santa Ana, CA (10 miles from Newport Coast, CA)
- 30+ days ago
VP, Compliance Officer Banc of California - 2.9 Santa Ana, CA Job Details Full-time $101,000 - $125,000 a year 21 hours ago Benefits Paid parental leave Health savings account AD&D insurance Paid...
SVP, Senior Compliance Officer - Alternatives
- Newport Beach, CA
- 45+ days ago
- Newport Beach, CA
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Job Description We are seeking a motivated and detail-oriented Compliance Associate to join our Compliance team. The Compliance Associate will play a key role in the daily administration of the...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (10 miles from Newport Coast, CA)
- 45+ days ago
- Santa Ana, CA (10 miles from Newport Coast, CA)
- 45+ days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Senior Vice President, Senior Compliance Officer (Newport Beach)
- Newport Beach, CA
- 45+ days ago
- Newport Beach, CA
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Irvine, CA (11 miles from Newport Coast, CA)
- 90+ days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 90+ days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Irvine, CA (11 miles from Newport Coast, CA)
- 90+ days ago
- Irvine, CA (11 miles from Newport Coast, CA)
- 90+ days ago
Axos Bank Target Range: $100,000.00/Yr. - $120,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Vice President, Compliance Officer - Anti-Financial Crime
- Newport Beach, CA
- 90+ days ago
- Newport Beach, CA
- 90+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities,...
Demographic Data for Newport Coast, CA
Moving to Newport Coast, CA? Find some basic demographic data about Newport Coast, CA below.
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Salary for Compliance Specialist Jobs in Newport Coast, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Newport Coast, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Data Analysis
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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