Compliance Specialist Jobs in San Francisco, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Expert Risk & Compliance Analyst
- Oakland, CA (11 miles from San Francisco, CA)
- 1 day ago
- Oakland, CA (11 miles from San Francisco, CA)
- 1 day ago
Requisition ID # 166173 Job Category: Compliance / Risk / Quality Assurance Job Level: Individual Contributor Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Principal Risk & Compliance Analyst
- Oakland, CA (11 miles from San Francisco, CA)
- 1 day ago
- Oakland, CA (11 miles from San Francisco, CA)
- 1 day ago
Requisition ID # 166259 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Principal Risk & Compliance Analyst
- Oakland, CA (8 miles from San Francisco, CA)
- 1 day ago
- Oakland, CA (8 miles from San Francisco, CA)
- 1 day ago
Requisition ID # 166259 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Expert Risk & Compliance Analyst
- Oakland, CA (8 miles from San Francisco, CA)
- 1 day ago
- Oakland, CA (8 miles from San Francisco, CA)
- 1 day ago
Requisition ID # 166173 Job Category: Compliance / Risk / Quality Assurance Job Level: Individual Contributor Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and...
Senior Regulatory Affairs Specialist
- Redwood City, CA (23 miles from San Francisco, CA)
- 2 days ago
- Redwood City, CA (23 miles from San Francisco, CA)
- 2 days ago
Pulmonx is looking for a Sr Regulatory Affairs Specialist to join our team supporting all regulatory aspects of our groundbreaking medical devices. Your expertise will be crucial in ensuring that...
- Hayward, CA (19 miles from San Francisco, CA)
- 3 days ago
- Hayward, CA (19 miles from San Francisco, CA)
- 3 days ago
Were looking for a Subcontractor Compliance Administrator to join the team and ensure seamless coordination between subcontractor compliance, accounts payable, and project cost management. What...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (7 miles from San Francisco, CA)
- 15 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 15 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Compliance and Risk Analyst
- Oakland, CA (11 miles from San Francisco, CA)
- 16 days ago
- Oakland, CA (11 miles from San Francisco, CA)
- 16 days ago
Regulatory Compliance and Risk Analyst Job Title: Compliance Consultant, Senior Job ID: PCGJP00003301 Location: Oakland, CA Duration: June 30, 2025 December 12,2025 Key Skills Hiring Manager will...
- Alameda, CA (7 miles from San Francisco, CA)
- 21 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 21 days ago
Alameda : 1360-1380 South Loop Road ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Continuous sitting for prolonged...
Senior Compliance Officer - Card Networks
- San Francisco, CA
- 22 days ago
- San Francisco, CA
- 22 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Compliance Officer - Payment Networks
- San Francisco, CA
- 22 days ago
- San Francisco, CA
- 22 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Sr. Privacy Regulatory Compliance Analyst
- San Francisco, CA
- 23 days ago
- San Francisco, CA
- 23 days ago
Sr. Privacy Regulatory Compliance Analyst Delta Dental of California $71,400 - $149,500 dental insurance, paid time off, paid holidays, tuition reimbursement, 401(k), employee discount United...
Senior Regulatory Affairs Specialist - Lingo (on-site)
- Alameda, CA (7 miles from San Francisco, CA)
- 23 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 23 days ago
Alameda : 2901 Harbor Bay Parkway ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Continuous sitting for prolonged...
Senior Regulatory Affairs Specialist - Lingo (on-site)
- Alameda, CA (7 miles from San Francisco, CA)
- 24 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 24 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for San Francisco, CA
Moving to San Francisco, CA? Find some basic demographic data about San Francisco, CA below.
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Salary for Compliance Specialist Jobs in San Francisco, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in San Francisco, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Equities
- Derivatives
- Internal Control
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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