Compliance Specialist Jobs in South Pasadena, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Financial Compliance Auditor III
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 1 day ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 1 day ago
Kforce has a client in Los Angeles, CA that is seeking a Financial Compliance Auditor III. Job Summary:This is a hybrid role responsible for conducting financial solvency reviews and audits for...
- Monterey Park, CA (4 miles from South Pasadena, CA)
- 2 days ago
- Monterey Park, CA (4 miles from South Pasadena, CA)
- 2 days ago
Job Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Financial Compliance Auditor III Claims
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 3 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 3 days ago
Financial Compliance Auditor III Claims 5 days left Recruiter L.A. Care Health Plan Location Los Angeles, California, United States Salary USD 88,854.00 per year Posted 01 Jun 2025 Closes 01 Jul...
Staff International Regulatory Affairs Specialist
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 5 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 5 days ago
Summary As Staff Regulatory Affairs Specialist, you will be responsible for supporting MMS Dispensing products consisting of Medical Devices and Non-Medical Devices along with associated Software...
Financial Compliance Auditor III
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 7 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 7 days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 8 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 8 days ago
Comprehensive health, wellness, and financial planning options that employees can tailor to meet their personal and family needs....
Financial Compliance Auditor III
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 9 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 9 days ago
#202877 Financial Compliance Auditor III LOS ANGELES, CA DATE: Yesterday Overview PLACEMENT TYPE: Temporary SALARY: up to $55.53/hr START DATE: 07.14.2025 Make a real impact on healthcare...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 14 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 14 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Specialist-Compliance (100297)
- Torrance, CA (21 miles from South Pasadena, CA)
- 15 days ago
- Torrance, CA (21 miles from South Pasadena, CA)
- 15 days ago
The Senior Fraud Prevention Specialist is responsible for identifying high-risk transactions, researching suspicious activity and communicating with the Compliance Specialist for appropriate reporting...
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 17 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 17 days ago
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee compliance requests to ensure that they are in compliance with company policy. These...
Regulatory Affairs Specialist II
- Cypress, CA (21 miles from South Pasadena, CA)
- 17 days ago
- Cypress, CA (21 miles from South Pasadena, CA)
- 17 days ago
Regulatory Affairs Specialist II DiaSorin United States, California, Cypress 11331 Valley View Street (Show on map) Jun 14, 2025 Diasorin is a global leader in diagnostic solutions, pushing the...
- Hawthorne, CA (17 miles from South Pasadena, CA)
- 18 days ago
- Hawthorne, CA (17 miles from South Pasadena, CA)
- 18 days ago
SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the...
Fair Banking Compliance Officer
- Studio City, CA (12 miles from South Pasadena, CA)
- 21 days ago
- Studio City, CA (12 miles from South Pasadena, CA)
- 21 days ago
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 26 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 26 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Financial Compliance Auditor III Finance
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 29 days ago
- Los Angeles, CA (10 miles from South Pasadena, CA)
- 29 days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
Demographic Data for South Pasadena, CA
Moving to South Pasadena, CA? Find some basic demographic data about South Pasadena, CA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in South Pasadena, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in South Pasadena, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Equities
- Derivatives
- Internal Control
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
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