Compliance Specialist Jobs in Whittier, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Job #49939
- Los Angeles, CA (12 miles from Whittier, CA)
- 4 hours ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 4 hours ago
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Manufacturing Los Angeles, CA, US Pay Rate Low: 35 | Pay Rate High: 42 QA/RA Specialist (Personal Care) Employment Type: 6-month...
Compliance Associate (Bell Gardens, CA.)
- Bell Gardens, CA (9 miles from Whittier, CA)
- 4 days ago
- Bell Gardens, CA (9 miles from Whittier, CA)
- 4 days ago
Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team? We are seeking a tram player who is ready to go the extra mile and support our...
Financial Compliance Auditor III
- Los Angeles, CA (12 miles from Whittier, CA)
- 10 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 10 days ago
Kforce has a client in Los Angeles, CA that is seeking a Financial Compliance Auditor III. Job Summary:This is a hybrid role responsible for conducting financial solvency reviews and audits for...
- Monterey Park, CA (7 miles from Whittier, CA)
- 11 days ago
- Monterey Park, CA (7 miles from Whittier, CA)
- 11 days ago
Job Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Financial Compliance Auditor III, Claims
- Los Angeles, CA (12 miles from Whittier, CA)
- 12 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 12 days ago
Financial Compliance Auditor III, Claims Los Angeles, CA (Remote/Hybrid) 3-Month Contract (Possibility of conversion to a permanent position) Job ID 25-09703 Solugenix is assisting a client, a...
Financial Compliance Auditor III
- Los Angeles, CA (12 miles from Whittier, CA)
- 16 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 16 days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA (12 miles from Whittier, CA)
- 17 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 17 days ago
Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We're an innovative organization that's small enough to be agile and big...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (12 miles from Whittier, CA)
- 23 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 23 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Specialist-Compliance (100297)
- Torrance, CA (20 miles from Whittier, CA)
- 24 days ago
- Torrance, CA (20 miles from Whittier, CA)
- 24 days ago
The Senior Fraud Prevention Specialist is responsible for identifying high-risk transactions, researching suspicious activity and communicating with the Compliance Specialist for appropriate reporting...
Senior Regulatory Affairs Specialist - Urology
- Irvine, CA (23 miles from Whittier, CA)
- 25 days ago
- Irvine, CA (23 miles from Whittier, CA)
- 25 days ago
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
Regulatory Affairs Specialist III - Urology
- Irvine, CA (23 miles from Whittier, CA)
- 26 days ago
- Irvine, CA (23 miles from Whittier, CA)
- 26 days ago
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
- Los Angeles, CA (12 miles from Whittier, CA)
- 26 days ago
- Los Angeles, CA (12 miles from Whittier, CA)
- 26 days ago
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee compliance requests to ensure that they are in compliance with company policy. These...
- Hawthorne, CA (19 miles from Whittier, CA)
- 27 days ago
- Hawthorne, CA (19 miles from Whittier, CA)
- 27 days ago
SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the...
Fair Banking Compliance Officer
- Studio City, CA (21 miles from Whittier, CA)
- 30+ days ago
- Studio City, CA (21 miles from Whittier, CA)
- 30+ days ago
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Senior Regulatory Affairs Specialist
- Irvine, CA (23 miles from Whittier, CA)
- 30+ days ago
- Irvine, CA (23 miles from Whittier, CA)
- 30+ days ago
We anticipate the application window for this opening will close on - 25 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Demographic Data for Whittier, CA
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Salary for Compliance Specialist Jobs in Whittier, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Whittier, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Policy Development
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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