Compliance Specialist Jobs in Colorado
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Denver, CO
- 2 days ago
- Denver, CO
- 2 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Company Description Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and...
At Zimmer Biomet, we believe in pushing the boundaries of innovation and driving our mission forward. As a global medical technology leader for nearly 100 years, a patient's mobility is enhanced...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkFund Compliance Associate Entry Level (1-3 yrs) Denver Hybrid
- Denver, CO
- 10 days ago
- Denver, CO
- 10 days ago
This role is perfect for early-career professionals with a background in finance or investment management who are eager to support compliance programs for registered funds (mutual funds, ETFs etc.)....
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Colorado, Denver Jun 04, 2025 Description To participate in a remote work arrangement,...
Compliance Associate I - 1st Shift (Monday - Friday; 6:00am
- Fort Collins, CO
- 14 days ago
- Fort Collins, CO
- 14 days ago
Core Hours: Monday - Friday; 6:00am-2:30pmPurpose and ScopeThe QA Compliance Associate I is responsible for providing the QualityAssurance review of manufacturing batch records in support of...
Regulatory/Compliance Associate Volt Workforce Solutions - 3.7 Boulder, CO Job Details Contract $24 - $26 an hour 5 hours ago Benefits AD&D insurance Dental insurance 401(k) Employee assistance...
Where we work Udemy is headquartered in San Francisco with global offices in Australia, India, Ireland, Mexico, Turkiye and two other US locations (Denver and Austin). This is an in-office...
healthcare organization in the Aurora, CO area to hire a Medicaid Regulatory and Compliance Specialist....
Whereabouts and Compliance Coordinator
- Colorado Springs, CO
- 90+ days ago
- Colorado Springs, CO
- 90+ days ago
Benefits: 401(k) Dental insurance Health insurance Paid time off Vision insurance The Whereabouts and Compliance Coordinator will work with USADAs legal team to gather information related to...
Demographic Data for Colorado
Moving to Colorado? Find some basic demographic data about Colorado below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Colorado
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Colorado offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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