Compliance Specialist Jobs in Wilmington, DE
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Finance Risk Compliance Consultant
- Philadelphia, PA (24 miles from Wilmington, DE)
- 1 day ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Senior Regulatory Compliance Analyst
- Philadelphia, PA (24 miles from Wilmington, DE)
- 2 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 2 days ago
Provides legal guidance and counsel related to securities and banking regulatory matters. Staff maintains relationships with regulatory bodies and agencies and has significant expertise in...
Analyst, Compliance & Product Support
- Exton, PA (22 miles from Wilmington, DE)
- 4 days ago
- Exton, PA (22 miles from Wilmington, DE)
- 4 days ago
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Compliance Consultant, Advertising Review
- Radnor, PA (24 miles from Wilmington, DE)
- 4 days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 4 days ago
Alternate Locations: Radnor, PA (Pennsylvania); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska) Work Arrangement: Hybrid Preferred :...
Compliance Specialist position is a part of Companion Life's Regulatory and Market Conduct Team within the Compliance Department....
Compliance Consultant, Funds Management
- Radnor, PA (24 miles from Wilmington, DE)
- 9 days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 9 days ago
Alternate Locations: Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana) Work Arrangement: Hybrid Preferred : Preferred employee will work 3...
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Delaware, Wilmington Jun 04, 2025 Description To participate in a remote work arrangement,...
Compliance Consultant, Advertising Review - Investments
- Radnor, PA (24 miles from Wilmington, DE)
- 10 days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 10 days ago
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
Product Stewardship and Regulatory Affairs Specialist. Job in Malvern Gr8Jobs
- Malvern, PA (22 miles from Wilmington, DE)
- 13 days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 13 days ago
Are you ready to make a significant impact in a fast-paced and dynamic industry? Join a leading company at the forefront of innovation as a Product Stewardship and Regulatory Affairs Specialist....
Compliance Consultant, Advertising Review - Private Market Funds
- Radnor, PA (24 miles from Wilmington, DE)
- 14 days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 14 days ago
funds, in addition to Lincolns annuity, insurance, and retirement plan products....
Senior Regulatory Affairs Specialist (Office of Clinical Research)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 22 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 22 days ago
Senior Regulatory Affairs Specialist (Office of Clinical Research) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 22 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 22 days ago
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a...
Remote WorkTechnical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (24 miles from Wilmington, DE)
- 23 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 23 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Sr.Technology Risk and Compliance Associate
- Crum Lynne, PA (13 miles from Wilmington, DE)
- 25 days ago
- Crum Lynne, PA (13 miles from Wilmington, DE)
- 25 days ago
TransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy Choices What We'll Bring: At TransUnion, we strive to build an environment where our associates are in the...
- Newtown Square, PA (18 miles from Wilmington, DE)
- 26 days ago
- Newtown Square, PA (18 miles from Wilmington, DE)
- 26 days ago
Compliance Associate Our client is seeking a Senior Compliance Associate to play a crucial role in ensuring adherence to all relevant private fund regulations. This position provides the...
Demographic Data for Wilmington, DE
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Salary for Compliance Specialist Jobs in Wilmington, DE
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wilmington, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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