Compliance Specialist Jobs in Wilmington, DE
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Assistant Manager, Facilities & Security / Clery Compliance Officer
- Wilmington, DE
- 1 day ago
- Wilmington, DE
- 1 day ago
Job Description Back to Career Opportunities Application Instructions Send a cover letter, resume, and three (3) professional references from previous supervisors, and one (1) professional...
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
Company Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intelligence to provide personalized...
- Philadelphia, PA (24 miles from Wilmington, DE)
- 11 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 11 days ago
Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We...
Job Description At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive....
- West Chester, PA (19 miles from Wilmington, DE)
- 25 days ago
- West Chester, PA (19 miles from Wilmington, DE)
- 25 days ago
Senior Compliance Associate Date: Jul 22, 2025 Location: West Chester, United States, Pennsylvania, 19380 Company: Teva Pharmaceuticals Job Id: 62950 **Who we are** Together, were on a mission to...
Senior Regulatory Affairs Specialist
- Newark, DE (12 miles from Wilmington, DE)
- 26 days ago
- Newark, DE (12 miles from Wilmington, DE)
- 26 days ago
Join us as a Regulatory Affairs Specialist-Sustaining, and play a pivotal role in supporting and improving mature products and processes. About the Role: As a key member of our Regulatory Affairs...
Regulatory Affairs Specialist 3
- Newark, DE (12 miles from Wilmington, DE)
- 30+ days ago
- Newark, DE (12 miles from Wilmington, DE)
- 30+ days ago
Join us as a Regulatory Affairs SpecialistSustaining, and play a pivotal role in supporting and improving mature products and processes. About the Role: As a key member of our Regulatory Affairs...
Nemours is seeking a Regulatory Affairs Specialist, Senior to join our Nemours Childrens Health team in Wilmington, DE. This is a hybrid position. The Senior Regulatory Affairs Specialist is...
Sr Product Stewardship & Regulatory Affairs Specialist Job
- Radnor, PA (24 miles from Wilmington, DE)
- 30+ days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 30+ days ago
In conjunction with the Specialty Surfactants Business Unit (BU) for which the position is responsible, manage activities to assure compliance with legal and corporate product stewardship and...
- Glen Mills, PA (12 miles from Wilmington, DE)
- 45+ days ago
- Glen Mills, PA (12 miles from Wilmington, DE)
- 45+ days ago
In this role, the Compliance Associate will play a key part in supporting and implementing compliance programs for SEC-registered investment advisers and funds (including mutual funds and ETFs)....
U.S. Anti-Money Laundering Compliance Officer
- Malvern, PA (22 miles from Wilmington, DE)
- 45+ days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 45+ days ago
Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...
Analyst, Compliance & Product Support
- Exton, PA (22 miles from Wilmington, DE)
- 60+ days ago
- Exton, PA (22 miles from Wilmington, DE)
- 60+ days ago
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Technical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Demographic Data for Wilmington, DE
Moving to Wilmington, DE? Find some basic demographic data about Wilmington, DE below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Wilmington, DE
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wilmington, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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