Compliance Specialist Jobs in Buffalo Grove, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Orion Group
- Lake Bluff, IL (9 miles from Buffalo Grove, IL)
- 3 days ago
- Lake Bluff, IL (9 miles from Buffalo Grove, IL)
- 3 days ago
Financial Compliance Analyst TR/082394 Posted: 29/05/2026 $28 - $33 per hour United States, Illinois, Lake Bluff Contract Financial Compliance Analyst (Financial Analyst I) Mettawa, IL 9-Month...
HybridCompliance Associate, Asset Management
- Invenergyllc
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 5 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 5 days ago
Invenergy is North Americas largest privately held developer, owner, and operator of power infrastructure. With 25 years of trusted execution, we deliver reliable, affordable energy through a...
In PersonComplaint Resolution Specialist - Compliance
- Wintrust
- Rosemont, IL (12 miles from Buffalo Grove, IL)
- 12 days ago
- Rosemont, IL (12 miles from Buffalo Grove, IL)
- 12 days ago
Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated...
In Person- Corient Services LLC
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 12 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 12 days ago
Join a team that values your ambition and empowers your growth At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve...
In Person- HR Assistant
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 13 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 13 days ago
Sr. Compliance Examiner Federated Hermes Career Opportunity #9627 We have an exciting opportunity for a Sr. Compliance Examiner in the Compliance Department in Chicago, IL! What Youll Do The Sr....
In PersonDirector of Operations and U.S. Compliance Officer
- Maven Securities US Limited
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 23 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 23 days ago
at Maven Securities US Limited in Chicago, Illinois, United States Job Description Improve and maintain the coverage and capability of the US Compliance function. Design, maintain, and implement a...
In Person- GCM Grosvenor Inc
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 28 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 28 days ago
SUMMARY As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. As an onsite/hybrid employee, you...
In Person- Robinhood
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 29 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 29 days ago
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The...
In Person- Enova
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 29 days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 29 days ago
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: As a...
Hybrid- Group One Trading
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 30+ days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 30+ days ago
Location: Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade...
In Person- BMO Financial Group
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 30+ days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 30+ days ago
This role has a hybrid mandate: 3-4x /week in office This is a Compliance Regulatory Change position within the Compliance Program Management team that is responsible for partnering with Legal,...
In PersonSVP, Chief Compliance Officer of the Futures Division
- Wedbush Morgan Securities
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
In PersonInvestment Compliance Associate Manager (Hybrid - Chicago, IL)
- Allstate
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
At Allstate, great things happen when our people work together to protect families and their belongings from lifes uncertainties. And for more than 90 years, our innovative drive has kept us a...
Hybrid- Invesco Trimark
- Downers Grove, IL (24 miles from Buffalo Grove, IL)
- 60+ days ago
- Downers Grove, IL (24 miles from Buffalo Grove, IL)
- 60+ days ago
About Invesco As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our...
HybridSenior IT Risk and Compliance Analyst
- Morningstar
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
- Chicago, IL (23 miles from Buffalo Grove, IL)
- 60+ days ago
The Group: The Information Security department is responsible for setting enterprise security policies and standards that are designed to protect the confidentiality, integrity and availability of...
HybridDemographic Data for Buffalo Grove, IL
Moving to Buffalo Grove, IL? Find some basic demographic data about Buffalo Grove, IL below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Buffalo Grove, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Buffalo Grove, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »