Compliance Specialist Jobs in Des Plaines, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (7 miles from Des Plaines, IL)
- 14 days ago
- 1891 Financial Life
- Schaumburg, IL (7 miles from Des Plaines, IL)
- 14 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
- Chicago, IL (15 miles from Des Plaines, IL)
- 1 day ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 1 day ago
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
- Chicago, IL (15 miles from Des Plaines, IL)
- 2 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 2 days ago
This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...
Senior Regulatory Affairs Specialist
- Cary, IL (21 miles from Des Plaines, IL)
- 3 days ago
- Cary, IL (21 miles from Des Plaines, IL)
- 3 days ago
Work Flexibility: Hybrid Stryker is hiring a Senior Regulatory Affairs Specialist to join our Sage business in Cary, Illinois! In this role, you will support product compliance and market access...
International Regulatory Affairs Specialist
- Chicago, IL (15 miles from Des Plaines, IL)
- 3 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 3 days ago
Job Title: Regulatory Specialist Job Description We are seeking a global regulatory specialist based in Chicago, IL. The role involves creating ingredient statements and nutrition fact panels...
Senior Risk And Compliance Analyst
- Deerfield, IL (8 miles from Des Plaines, IL)
- 4 days ago
- Deerfield, IL (8 miles from Des Plaines, IL)
- 4 days ago
Senior Risk and Compliance Analyst#25-70391 $31.43-$33.80 per hour Deerfield, IL All On-site Job Description Our Client, a Retail Pharmacy company, is looking for a Senior Risk and Compliance...
Senior Compliance Officer (or Compliance Officer)
- Chicago, IL (15 miles from Des Plaines, IL)
- 8 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 8 days ago
Position Information Hiring Manager: Senior Counsel Department: Legal & Compliance Position Responsibilities The Firm acts as an investment adviser to onshore and offshore private funds, managed...
IT Risk and Compliance Analyst
- Chicago, IL (15 miles from Des Plaines, IL)
- 8 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 8 days ago
IT Risk and Compliance Analyst TECHNOGEN, Inc. is a Proven Leader in providing full IT Services, Software Development and Solutions for 15 years. TECHNOGEN is a Small & Woman Owned Minority...
- Wheaton, IL (18 miles from Des Plaines, IL)
- 8 days ago
- Wheaton, IL (18 miles from Des Plaines, IL)
- 8 days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
- Brookfield, IL (15 miles from Des Plaines, IL)
- 8 days ago
- Brookfield, IL (15 miles from Des Plaines, IL)
- 8 days ago
Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated...
Senior Compliance Officer - Credit
- Chicago, IL (15 miles from Des Plaines, IL)
- 14 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 14 days ago
CIG deploys it strategies across various vehicles including CLOs, separately managed accounts, private funds, mutual funds, and other commingled vehicles....
Compliance Officer (Testing), Remote
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
About Byline Bank: Headquartered in Chicago, Byline Bank is a full-service commercial bank serving small- and medium-sized businesses, financial sponsors and consumers. Byline Bank has...
Compliance Associate, Financial Regulatory Affairs
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 16 days ago
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
Audit Regulatory Affairs Specialist
- Chicago, IL (15 miles from Des Plaines, IL)
- 19 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 19 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
Demographic Data for Des Plaines, IL
Moving to Des Plaines, IL? Find some basic demographic data about Des Plaines, IL below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Des Plaines, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Des Plaines, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Operations Analysis
- Tax Accounting
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Risk Management
- Accounting
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Documentation
- Reporting
- Collaboration
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »