Compliance Specialist Jobs in Des Plaines, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (7 miles from Des Plaines, IL)
- 2 days ago
- 1891 Financial Life
- Schaumburg, IL (7 miles from Des Plaines, IL)
- 2 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Senior Compliance Officer - Credit
- Chicago, IL (15 miles from Des Plaines, IL)
- 2 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 2 days ago
CIG deploys it strategies across various vehicles including CLOs, separately managed accounts, private funds, mutual funds, and other commingled vehicles....
Compliance Officer (Testing), Remote
- Chicago, IL (15 miles from Des Plaines, IL)
- 4 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 4 days ago
About Byline Bank: Headquartered in Chicago, Byline Bank is a full-service commercial bank serving small- and medium-sized businesses, financial sponsors and consumers. Byline Bank has...
Compliance Associate, Financial Regulatory Affairs
- Chicago, IL (15 miles from Des Plaines, IL)
- 4 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 4 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Chicago, IL (15 miles from Des Plaines, IL)
- 5 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 5 days ago
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
Audit Regulatory Affairs Specialist
- Chicago, IL (15 miles from Des Plaines, IL)
- 7 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 7 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
IT Risk and Compliance Analyst (ITIL, Project Management) -- Locals to NY/Chicago only
- Chicago, IL (15 miles from Des Plaines, IL)
- 9 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 9 days ago
Role: IT Risk and Compliance Analyst (ITIL, Project Management) Duration: Long Term Location: NY/ Chicago- 2 days Hybrid (Must be local to NY/NJ/IL) Must Haves Strong communication skills to all...
Senior Compliance Associate - Testing (Hybrid)
- Chicago, IL (15 miles from Des Plaines, IL)
- 10 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 10 days ago
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: This...
Remote WorkChicago Risk and Compliance Consultant - 2026
- Chicago, IL (15 miles from Des Plaines, IL)
- 11 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 11 days ago
JOB REQUISITION Chicago Risk and Compliance Consultant - 2026 LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The Protiviti career...
Information Security Compliance Associate (Intern)
- Chicago, IL (15 miles from Des Plaines, IL)
- 15 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 15 days ago
Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...
- Chicago, IL (15 miles from Des Plaines, IL)
- 15 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 15 days ago
Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...
Sr. IT Risk & Compliance Analyst (ITGC)
- Chicago, IL (15 miles from Des Plaines, IL)
- 18 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 18 days ago
Collaborate with IT personnel to understand operational processes to identify process improvement opportunities, control gaps and provide control recommendations. Responsible for developing and...
Senior Analyst, Compliance Testing & Third-Party Risk Management
- Chicago, IL (15 miles from Des Plaines, IL)
- 19 days ago
- Chicago, IL (15 miles from Des Plaines, IL)
- 19 days ago
Above Lending is a next-generation financial services company. We provide simple and transparent products aimed at helping our clients achieve their personal finance goals. With competitive rates...
- Deerfield, IL (8 miles from Des Plaines, IL)
- 21 days ago
- Deerfield, IL (8 miles from Des Plaines, IL)
- 21 days ago
IT Risk & Compliance Analyst#25-67063 $24.78-$27.15 per hour Deerfield, IL All On-site Job Description Our Client, a Retail Pharmacy company, is looking for an IT Risk & Compliance Analyst for...
Regulatory Affairs Specialist- Cosmetic/Drugs
- Northfield, IL (7 miles from Des Plaines, IL)
- 24 days ago
- Northfield, IL (7 miles from Des Plaines, IL)
- 24 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics...
Demographic Data for Des Plaines, IL
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Salary for Compliance Specialist Jobs in Des Plaines, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Des Plaines, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Data Analysis
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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