Compliance Specialist Jobs in Lake Forest, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (15 miles from Lake Forest, IL)
- 12 days ago
- 1891 Financial Life
- Schaumburg, IL (15 miles from Lake Forest, IL)
- 12 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Deerfield, IL (4 miles from Lake Forest, IL)
- 1 day ago
- Deerfield, IL (4 miles from Lake Forest, IL)
- 1 day ago
IT Risk & Compliance Analyst#25-67063 $24.78-$27.15 per hour Deerfield, IL All On-site Job Description Our Client, a Retail Pharmacy company, is looking for an IT Risk & Compliance Analyst for...
Regulatory Affairs Specialist- Cosmetic/Drugs
- Elk Grove Village, IL (16 miles from Lake Forest, IL)
- 2 days ago
- Elk Grove Village, IL (16 miles from Lake Forest, IL)
- 2 days ago
Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics to market and...
Regulatory Affairs Specialist- Cosmetic/Drugs
- Northfield, IL (10 miles from Lake Forest, IL)
- 4 days ago
- Northfield, IL (10 miles from Lake Forest, IL)
- 4 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics...
Environmental Product Compliance Associate Staff Engineer
- Niles, IL (14 miles from Lake Forest, IL)
- 9 days ago
- Niles, IL (14 miles from Lake Forest, IL)
- 9 days ago
Remote Environmental Product Compliance Associate Staff Engineer Shure Incorporated paid time off United States, Illinois, Niles 5800 West Touhy Avenue (Show on map) Jun 05, 2025 Environmental...
Remote Work- Glenview, IL (11 miles from Lake Forest, IL)
- 10 days ago
- Glenview, IL (11 miles from Lake Forest, IL)
- 10 days ago
General information Name Regulatory Affairs Specialist Ref # 622 Date Wednesday, May 21, 2025 City Glenview State Illinois Country United States Business Entity Envoy Solutions Work Hours Mon -...
Clinical QC Compliance Associate II
- North Chicago, IL (5 miles from Lake Forest, IL)
- 13 days ago
- North Chicago, IL (5 miles from Lake Forest, IL)
- 13 days ago
AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of tomorrow. We strive to have a remarkable...
Regulatory Affairs Specialist II
- Northbrook, IL (8 miles from Lake Forest, IL)
- 29 days ago
- Northbrook, IL (8 miles from Lake Forest, IL)
- 29 days ago
Diasorin is a global leader in diagnostic solutions, pushing the boundaries of science and technology to create cutting-edge tools that improve healthcare worldwide. With a legacy spanning over 50...
Compliance Officer - Program Management (Marketing and Governance)
- Rosemont, IL (16 miles from Lake Forest, IL)
- 30+ days ago
- Rosemont, IL (16 miles from Lake Forest, IL)
- 30+ days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
- Lincolnwood, IL (17 miles from Lake Forest, IL)
- 30+ days ago
- Lincolnwood, IL (17 miles from Lake Forest, IL)
- 30+ days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
- Des Plaines, IL (12 miles from Lake Forest, IL)
- 30+ days ago
- Des Plaines, IL (12 miles from Lake Forest, IL)
- 30+ days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
- Rosemont, IL (16 miles from Lake Forest, IL)
- 30+ days ago
- Rosemont, IL (16 miles from Lake Forest, IL)
- 30+ days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
Global Technology Risk and Compliance Analyst
- Rolling Meadows, IL (13 miles from Lake Forest, IL)
- 45+ days ago
- Rolling Meadows, IL (13 miles from Lake Forest, IL)
- 45+ days ago
Introduction Welcome to Gallagher – a global leader in insurance, risk management, and consulting services. With a growing team of more than 52,000 professionals worldwide, we empower businesses,...
- Rosemont, IL (16 miles from Lake Forest, IL)
- 45+ days ago
- Rosemont, IL (16 miles from Lake Forest, IL)
- 45+ days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
Demographic Data for Lake Forest, IL
Moving to Lake Forest, IL? Find some basic demographic data about Lake Forest, IL below.
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Salary for Compliance Specialist Jobs in Lake Forest, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Lake Forest, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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