Compliance Specialist Jobs in Northfield, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Lead Governance, Risk, and Compliance Analyst
- Chicago, IL (14 miles from Northfield, IL)
- 16 hours ago
- Chicago, IL (14 miles from Northfield, IL)
- 16 hours ago
Job Description About Acrisure A global fintech leader, Acrisure empowers millions of ambitious businesses and individuals with the right solutions to grow boldly forward. Bringing cutting-edge...
Regulatory Compliance Specialist - Nutrition
- Chicago, IL (14 miles from Northfield, IL)
- 3 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 3 days ago
Labeling Compliance Specialists, four Labeling Compliance Specialists Work Environment: The position primarily works in an office environment....
Remote WorkCompliance Officer- Commercial Banking
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
Application Deadline: 09/04/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Our Commercial Banking, Corporate Compliance team is looking for a Compliance Officer....
Senior Compliance Officer - Retail Lending
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
Application Deadline: 08/27/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance This role provides regulatory compliance support for BMOs Personal Lending group, which...
Senior Compliance Associate - Marketing
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 4 days ago
Calamos offers investment strategies and personal wealth management solutions through separately managed portfolios, mutual funds, ETFs, closed-end funds, private funds, and UCITS funds....
Senior Compliance Officer, Oversight
- Chicago, IL (14 miles from Northfield, IL)
- 6 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 6 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
- Chicago, IL (14 miles from Northfield, IL)
- 7 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 7 days ago
Compliance Associate Req #1561 200 W Madison St, Chicago, IL 60606, USA Job Description Posted Sunday, August 3, 2025 at 11:00 PM Our Story Founded in 2008, Hightower is a wealth management firm...
Compliance Officer (Testing), Hybrid- Chicago, IL)
- Chicago, IL (14 miles from Northfield, IL)
- 9 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 9 days ago
About Byline Bank: Headquartered in Chicago, Byline Bank, a subsidiary of Byline Bancorp, Inc. (NYSE:BY), is a full-service commercial bank serving small- and medium-sized businesses, financial...
- Chicago, IL (14 miles from Northfield, IL)
- 11 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 11 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Chicago, IL (14 miles from Northfield, IL)
- 11 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 11 days ago
NFA is purpose-driven. We safeguard the integrity of the derivatives markets, protect investors and ensure that our Members meet their regulatory obligations. We take pride in our work; maintain a...
Risk & Compliance Analyst Sr IT
- Bannockburn, IL (7 miles from Northfield, IL)
- 14 days ago
- Bannockburn, IL (7 miles from Northfield, IL)
- 14 days ago
at Stericycle, Inc. in Bannockburn, Illinois, United States Job Description Work Location: Bannockburn, IL Position Purpose: The Risk & Compliance Analyst Sr IT will be responsible for defining...
- Rosemont, IL (10 miles from Northfield, IL)
- 15 days ago
- Rosemont, IL (10 miles from Northfield, IL)
- 15 days ago
Hydro Extrusions is a world-leading aluminium extrusion business counting around 100 production sites in 40 countries and employing 20,000 people. Through our unique combination of local...
Security & Compliance Consultant
- Chicago, IL (14 miles from Northfield, IL)
- 19 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 19 days ago
Overview The role of the Security & Compliance Consultant requires a seasoned employee who is skilled, knowledgeable and has the credibility and communication skills needed to consult with...
VP, Fiduciary Compliance Officer - 251278
- Chicago, IL (14 miles from Northfield, IL)
- 22 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 22 days ago
at Wintrust Financial Corporation in Chicago, Illinois, United States Job Description Wintrust Wealth Management serves the financial needs of private clients, including high net worth...
Compliance Associate I / Compliance Associate II
- Chicago, IL (14 miles from Northfield, IL)
- 23 days ago
- Chicago, IL (14 miles from Northfield, IL)
- 23 days ago
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
Demographic Data for Northfield, IL
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Salary for Compliance Specialist Jobs in Northfield, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Northfield, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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