Compliance Specialist Jobs in Rosemont, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Orion Group
- Lake Bluff, IL (20 miles from Rosemont, IL)
- 3 days ago
- Lake Bluff, IL (20 miles from Rosemont, IL)
- 3 days ago
Financial Compliance Analyst TR/082394 Posted: 29/05/2026 $28 - $33 per hour United States, Illinois, Lake Bluff Contract Financial Compliance Analyst (Financial Analyst I) Mettawa, IL 9-Month...
HybridCompliance Associate, Asset Management
- Invenergyllc
- Chicago, IL (13 miles from Rosemont, IL)
- 5 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 5 days ago
Invenergy is North Americas largest privately held developer, owner, and operator of power infrastructure. With 25 years of trusted execution, we deliver reliable, affordable energy through a...
In PersonComplaint Resolution Specialist - Compliance
- Wintrust
- Rosemont, IL
- 12 days ago
- Rosemont, IL
- 12 days ago
Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated...
In Person- Corient Services LLC
- Chicago, IL (13 miles from Rosemont, IL)
- 12 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 12 days ago
Join a team that values your ambition and empowers your growth At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve...
In Person- HR Assistant
- Chicago, IL (13 miles from Rosemont, IL)
- 13 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 13 days ago
Sr. Compliance Examiner Federated Hermes Career Opportunity #9627 We have an exciting opportunity for a Sr. Compliance Examiner in the Compliance Department in Chicago, IL! What Youll Do The Sr....
In PersonDirector of Operations and U.S. Compliance Officer
- Maven Securities US Limited
- Chicago, IL (13 miles from Rosemont, IL)
- 23 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 23 days ago
at Maven Securities US Limited in Chicago, Illinois, United States Job Description Improve and maintain the coverage and capability of the US Compliance function. Design, maintain, and implement a...
In Person- GCM Grosvenor Inc
- Chicago, IL (13 miles from Rosemont, IL)
- 28 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 28 days ago
SUMMARY As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. As an onsite/hybrid employee, you...
In Person- Robinhood
- Chicago, IL (13 miles from Rosemont, IL)
- 29 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 29 days ago
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The...
In Person- Enova
- Chicago, IL (13 miles from Rosemont, IL)
- 29 days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 29 days ago
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: As a...
Hybrid- Group One Trading
- Chicago, IL (13 miles from Rosemont, IL)
- 30+ days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 30+ days ago
Location: Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade...
In Person- BMO Financial Group
- Chicago, IL (13 miles from Rosemont, IL)
- 30+ days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 30+ days ago
This role has a hybrid mandate: 3-4x /week in office This is a Compliance Regulatory Change position within the Compliance Program Management team that is responsible for partnering with Legal,...
In Person- Inland Real Estate
- Oak Brook, IL (13 miles from Rosemont, IL)
- 45+ days ago
- Oak Brook, IL (13 miles from Rosemont, IL)
- 45+ days ago
The Head of Compliance is responsible for designing, implementing, and overseeing the firm's enterprise-wide compliance program for its real estate securities platform. This includes, but is not...
In PersonSVP, Chief Compliance Officer of the Futures Division
- Wedbush Morgan Securities
- Chicago, IL (13 miles from Rosemont, IL)
- 60+ days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 60+ days ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
In PersonInvestment Compliance Associate Manager (Hybrid - Chicago, IL)
- Allstate
- Chicago, IL (13 miles from Rosemont, IL)
- 60+ days ago
- Chicago, IL (13 miles from Rosemont, IL)
- 60+ days ago
At Allstate, great things happen when our people work together to protect families and their belongings from lifes uncertainties. And for more than 90 years, our innovative drive has kept us a...
Hybrid- Invesco Trimark
- Downers Grove, IL (14 miles from Rosemont, IL)
- 60+ days ago
- Downers Grove, IL (14 miles from Rosemont, IL)
- 60+ days ago
About Invesco As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our...
HybridDemographic Data for Rosemont, IL
Moving to Rosemont, IL? Find some basic demographic data about Rosemont, IL below.
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Salary for Compliance Specialist Jobs in Rosemont, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Rosemont, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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