Compliance Specialist Jobs in Wheaton, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (14 miles from Wheaton, IL)
- 13 days ago
- 1891 Financial Life
- Schaumburg, IL (14 miles from Wheaton, IL)
- 13 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Compliance Associate, Financial Regulatory Affairs
- Chicago, IL (24 miles from Wheaton, IL)
- 1 hour ago
- Chicago, IL (24 miles from Wheaton, IL)
- 1 hour ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Chicago, IL (24 miles from Wheaton, IL)
- 4 hours ago
- Chicago, IL (24 miles from Wheaton, IL)
- 4 hours ago
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
Audit Regulatory Affairs Specialist
- Chicago, IL (24 miles from Wheaton, IL)
- 2 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 2 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
IT Risk and Compliance Analyst (ITIL, Project Management) -- Locals to NY/Chicago only
- Chicago, IL (24 miles from Wheaton, IL)
- 4 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 4 days ago
Role: IT Risk and Compliance Analyst (ITIL, Project Management) Duration: Long Term Location: NY/ Chicago- 2 days Hybrid (Must be local to NY/NJ/IL) Must Haves Strong communication skills to all...
IT Risk and Compliance Analyst
- Chicago, IL (24 miles from Wheaton, IL)
- 5 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 5 days ago
IT Risk and Compliance Analyst || Hybrid : Chicago IL OR New York NY Exp 7+ Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff...
Senior Compliance Associate - Testing (Hybrid)
- Chicago, IL (24 miles from Wheaton, IL)
- 6 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 6 days ago
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: This...
Remote WorkChicago Risk and Compliance Consultant - 2026
- Chicago, IL (24 miles from Wheaton, IL)
- 6 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 6 days ago
JOB REQUISITION Chicago Risk and Compliance Consultant - 2026 LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The Protiviti career...
Information Security Compliance Associate (Intern)
- Chicago, IL (24 miles from Wheaton, IL)
- 10 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 10 days ago
Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...
- Chicago, IL (24 miles from Wheaton, IL)
- 10 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 10 days ago
Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...
Sr. IT Risk & Compliance Analyst (ITGC)
- Chicago, IL (24 miles from Wheaton, IL)
- 13 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 13 days ago
Collaborate with IT personnel to understand operational processes to identify process improvement opportunities, control gaps and provide control recommendations. Responsible for developing and...
Senior Analyst, Compliance Testing & Third-Party Risk Management
- Chicago, IL (24 miles from Wheaton, IL)
- 14 days ago
- Chicago, IL (24 miles from Wheaton, IL)
- 14 days ago
Above Lending is a next-generation financial services company. We provide simple and transparent products aimed at helping our clients achieve their personal finance goals. With competitive rates...
- Oak Brook, IL (10 miles from Wheaton, IL)
- 16 days ago
- Oak Brook, IL (10 miles from Wheaton, IL)
- 16 days ago
Employer Compliance Associate Location Oak Brook, Illinois Internal Applicants must apply by Friday June 13th, 2025 SUMMARY Under the direct supervision of the Manager-Employer Compliance, this...
Environmental Product Compliance Associate Staff Engineer
- Niles, IL (20 miles from Wheaton, IL)
- 24 days ago
- Niles, IL (20 miles from Wheaton, IL)
- 24 days ago
Remote Environmental Product Compliance Associate Staff Engineer Shure Incorporated paid time off United States, Illinois, Niles 5800 West Touhy Avenue (Show on map) Jun 05, 2025 Environmental...
Remote Work- Glenview, IL (21 miles from Wheaton, IL)
- 25 days ago
- Glenview, IL (21 miles from Wheaton, IL)
- 25 days ago
General information Name Regulatory Affairs Specialist Ref # 622 Date Wednesday, May 21, 2025 City Glenview State Illinois Country United States Business Entity Envoy Solutions Work Hours Mon -...
Demographic Data for Wheaton, IL
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Salary for Compliance Specialist Jobs in Wheaton, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wheaton, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Due Diligence
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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