Compliance Specialist Jobs in Indiana
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Financial Compliance Analyst (Financial Analyst)
- Indianapolis, IN
- 1 day ago
- Indianapolis, IN
- 1 day ago
Department RESEARCH ADMINISTRATION (UA-RSCH-IUBLA) Department Information The mission of the Office for Research Administration is to provide exceptional support for Indiana University's research...
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid/Common Days+ : Work 2-3 days a week...
Community Based Contract Compliance Auditor
- Bloomington, IN
- 45+ days ago
- Bloomington, IN
- 45+ days ago
COMMUNITY BASED CONTRACT COMPLIANCE AUDITOR IN BLOOMINGTON, IN, USA! Date Posted: 04/01/2025 Hiring Organization: Rose International Position Number: 480529 Job Title: Community Based Contract...
Clinical Trial Labeling Compliance Associate
- Indianapolis, IN
- 45+ days ago
- Indianapolis, IN
- 45+ days ago
The Clinical Trial Labeling Compliance Specialist helps to ensure that the Clinical Trial Labeling function maintains the highest quality standards and complies with regulations and quality system requirements...
Overview At Berry Global Group, Inc. (NYSE:BERY), we create packaging and engineered products that we believe make life better for people and the planet. We do this every day by leveraging our...
Demographic Data for Indiana
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Salary for Compliance Specialist Jobs in Indiana
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Indiana offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Equities
- Derivatives
- BSA
- Wealth Management
- Internal Control
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Mortgage Processing
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Payroll
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Collaboration
- Documentation
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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