Compliance Specialist Jobs in Maryland
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
From thematic investment management to estate and financial planning, we show our commitment to inventive thinking and client service....
There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premierassetmanagerfocused on delivering global investment management excellence and...
Summary The Staff Regulatory Affairs Specialist is responsible for regulatory review and strategies for routine, moderate and highly complex post-market changes and accountable for developing and...
Position Summary: Manage enterprise-wide regulatory consumer compliance reviews; stay abreast of regulatory initiatives and monitor regulatory changes to keep review documents current; maintain...
Position Summary: This position is responsible for maintaining subject matter expertise for various deposit and/or loan related regulations and areas at the Bank. As the second line of defense...
Sr. Compliance Auditor Trainer Johns Hopkins University
- Baltimore, MD
- 13 days ago
- Baltimore, MD
- 13 days ago
We are seeking a Sr. Compliance Auditor Trainer who will provide on-going training and support to physicians, non-physician providers, professional fee billing staff, clinic staff, administrators,...
Compliance Officer (AGENCY GRANTS SPECIALIST II)
- Annapolis, MD
- 17 days ago
- Annapolis, MD
- 17 days ago
Compliance Officer AGENCY GRANTS SPECIALIST II Recruitment #2... DEPARTMENTDepartment of Service and Civic Innovation - A DATE OPENED3/6/2025 06:40:00 AM FILING DEADLINE3/21/2025 11:59:00 PM...
Hazard Communication Regulatory Compliance Specialist (REMOTE)
- Frederick, MD
- 20 days ago
- Frederick, MD
- 20 days ago
Brief Job Overview The Hazard Communication Regulatory Compliance Specialist supports safety, occupational health, and environmental initiatives and is responsible for creating OSHA-complaint Safety...
Remote WorkReview marketing materials for a range of investment solutions, including mutual funds, UCITS, alternative asset classes (private equity, hedge funds, and real estate investments), fixed income and...
Let's be #BrilliantTogether The ISS STOXX Compliance Department is responsible for ensuring compliance with all applicable regulations, including compliance by Institutional Shareholder Services...
The Corporate Treasury team is seeking enthusiastic, energetic candidates interested in learning, growing and open to changing processes for a better tomorrow. The role will evolve and grow over...
FINANCIAL COMPLIANCE AUDITOR I Recruitment #2... DEPARTMENTSBE General Administration DATE OPENED2/11/2025 9:38:00 PM FILING DEADLINE2/25/2025 11:59:00 PM SALARY$60,987.00 - $98,313.00/year...
Government Funding Compliance Consultant - Director
- Baltimore, MD
- 30+ days ago
- Baltimore, MD
- 30+ days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Preservation Officer, Project Review and Compliance (ADMINISTRATOR I)
- MD
- 45+ days ago
- MD
- 45+ days ago
Preservation Officer, Project Review and Compliance ADMINISTRATOR I Recruitment #2... DEPARTMENTMDP Preservation Services DATE OPENED2/3/2025 4:59:00 PM FILING DEADLINE3/3/2025 11:59:00 PM...
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management
- Columbia, MD
- 45+ days ago
- Columbia, MD
- 45+ days ago
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management Salary $75,903.00 - $146,160.00 Annually Location Columbia, MD Job Type Full Time Job Number 25-00542...
Demographic Data for Maryland
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Title Synonyms
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Salary for Compliance Specialist Jobs in Maryland
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Maryland offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Affirmative Action
- ISO Certified
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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