Compliance Specialist Jobs in Maryland
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
investments, and related operations and support functions Ability to multi-task, prioritize and perform well under pressure Ability to adapt in a positive manner to rapidly changing priorities Ability...
Provides legal guidance and counsel related to securities and banking regulatory matters. Staff maintains relationships with regulatory bodies and agencies and has significant expertise in...
Grants Compliance Coordinator Frederick, MD Nonprofit - $28-$32 per/hour Part-time, 20 hours per/week. Perfect for someone who needs flexibility! *This is a permanent, direct hire position. Are...
Grants Compliance Associate** **This is a permanent opportunity working part-time hours, providing flexibility! $28-$32 per/hour. Located in Frederick, MD.** Join a mission-driven team that's...
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Safety and Environmental Compliance Associate I
- Millersville, MD
- 21 days ago
- Millersville, MD
- 21 days ago
Current MES Employees who are interested in applying for this position must visit the Internal MES Careers Page by going to their Workday Dashboard, clicking on the Career icon and selecting Find...
Grants Compliance Associate Grants Compliance Associate
- Frederick, MD
- 22 days ago
- Frederick, MD
- 22 days ago
Grants Compliance Associate This is a permanent opportunity working part-time hours, providing flexibility! $28-$32 per/hour. Located in Frederick, MD. Join a mission-driven team that's shaping...
This job announcement may close at any time with little or no notice. Applicants are advised to apply promptly. Regular Schedule: 34 hours per week Non-Merit positions are not classified within...
Demographic Data for Maryland
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Title Synonyms
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Salary for Compliance Specialist Jobs in Maryland
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Maryland offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Equity Research
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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