Compliance Specialist Jobs in Minnesota
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist II Electrophysiology (on-site)
- Plymouth, MN
- 30+ days ago
- Plymouth, MN
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist II - Ventures (on-site)
- Saint Paul, MN
- 45+ days ago
- Saint Paul, MN
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Governance, Risk and Compliance Analyst - ITS3
- Saint Paul, MN
- 6 hours ago
- Saint Paul, MN
- 6 hours ago
Working Title: Governance, Risk and Compliance Analyst** **Job Class: Information Technology Specialist 3** **Agency: Minnesota IT Services** + **Job ID** : 87324 + **Location** : St. Paul +...
Sr Regulatory Affairs Specialist (Remote) - Shockwave
- New Brighton, MN
- 5 days ago
- New Brighton, MN
- 5 days ago
Location: New Brighton, US-MN Rate: Not Specified Type: Permanent Sr Regulatory Affairs Specialist (Remote) - Shockwave At Johnson & Johnson,we believe health is everything. Our strength in...
Remote WorkIf you are a current FIB employee, please apply through the Career Worklet in the Employee Portal. This position may be located at any of First Interstate Bank's offices in Colorado, Idaho, Iowa,...
Additional Location(s): US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness...
We anticipate the application window for this opening will close on - 31 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Regulatory Affairs Specialist responsible for reviewing and assessing changes to Class II medical devices, supporting global regulatory compliance, and collaborating with cross-functional teams....
Additional Location(s): US-MN-Maple Grove; US-MA-Marlborough; US-MN-Arden Hills; US-MN-Minnetonka Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At...
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Cetera Trust Company (CTC) is an affiliate of Cetera Financial Group, a premier wealth advisory organization specializing in providing personalized investment management services. A key component...
Our client, a leading medical devices manufacturing company, is looking for a Senior Regulatory Affairs Specialist. This is for an initial duration of 18 months and is located in Chaska, MN. Job...
Document Control Records Management - Regulatory Affairs Specialist - Senior
- Chaska, MN
- 15 days ago
- Chaska, MN
- 15 days ago
Regulatory Affairs Specialist - Senior Job Description: 3 must haves - 1) Experience with design changes, 2) demonstrated RA leadership on high visibility core team, 3) IVDR or EMDR experience The...
Principal Regulatory Affairs Specialist Job Description Join RespirTech's team in Plymouth, MN as a Principal Regulatory Affairs Specialist, where you will develop and execute global regulatory...
Regulatory Affairs Specialist - Medical Devices
- Maple Grove, MN
- 15 days ago
- Maple Grove, MN
- 15 days ago
Anteris is a science-driven structural heart company that is redefining expectations and advancing the field through cutting-edge solutions focused on restoring native-like physiology versus...
Demographic Data for Minnesota
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Title Synonyms
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Salary for Compliance Specialist Jobs in Minnesota
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Minnesota offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Commercial Banking
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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