Compliance Specialist Jobs in Missouri
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Specialist position is a part of Companion Life's Regulatory and Market Conduct Team within the Compliance Department....
Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients,...
Regulatory Affairs Specialist - Post Market
- Jefferson City, MO
- 6 days ago
- Jefferson City, MO
- 6 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkSenior Regulatory Affairs Specialist - Global Pet Care
- Earth City, MO
- 6 days ago
- Earth City, MO
- 6 days ago
Division Information The Pet Care business unit of Spectrum Brands is based in St. Louis, Missouri with distribution, manufacturing and sales offices throughout the US and globe. Owners of dogs,...
Regulatory Affairs Specialist An opportunity has arisen for a Regulatory Affairs Specialist to join a globally recognized leader in St. Louis. This role offers you the chance to make a meaningful...
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Missouri, Kansas City Jun 04, 2025 Description To participate in a remote work...
Seeking a Regulatory Affairs Specialist to support international drug product applications and manage regulatory activities for market expansion. Requirements: Bachelor's degree in scientific...
Become a part of our caring community and help us put health first The Credentialing Professional 2 processes, reviews, and files documentation to determine status in a health plan. The...
Remote WorkThe Supplier Technical Coordinator (Audit) will be responsible for scheduling and tracking corporate audits, maintaining supplier quality and compliance standards, and supplier scorecards.. The...
Job Summary: The Compliance Associate ensures all DOT qualified employees are in compliance with FMCSA hours of service regulations. Essential Job Functions: Build and maintain driver profiles in...
Job Title: Regulatory Affairs Specialist Job Description This position provides product regulatory support for businesses in North America and limited export regions, functioning as part of the...
This position ensures that the products we offer continually meet the statutory and regulatory requirements of each state in which we do business and serves as the liaison between American...
Demographic Data for Missouri
Moving to Missouri? Find some basic demographic data about Missouri below.
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Salary for Compliance Specialist Jobs in Missouri
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Missouri offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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