Compliance Specialist Jobs in Missouri
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
General Statement of Job The Financial Wellness and Compliance Coordinator works in the Financial Aid Office to equip students with the knowledge and skills to manage their finances effectively...
Compliance Officer (Bank/Financial Services experience only)
- Saint Louis, MO
- 24 days ago
- Saint Louis, MO
- 24 days ago
Compliance Officer (Bank/Financial Services experience only) (OOJ - 37983) ...00 / US Dollars / Annual Salary NPAworldwide Recuitment Network update Last updated: Jul/19/2025 Job Description...
Primary Responsibilities: Are you passionate about protecting investors and ensuring the integrity of financial markets? Join our team as a Securities Compliance Examiner and play a crucial role...
Job Details Job Title: Regulatory Compliance Associate Location: St. Louis, MO, Midwest United States, USA Company: Bill & Melinda Gates Foundation Industry Sector: Agribusiness Industry Type:...
Licensing & Regulatory Compliance Specialist
- Kansas City, MO
- 30+ days ago
- Kansas City, MO
- 30+ days ago
Become a part of our caring community and help us put health first This is an in-office position for approx 6 months during training, then remote after with occasional in office requirements. Must...
Remote WorkSenior Regulatory Affairs Specialist -Pet Food
- Earth City, MO
- 45+ days ago
- Earth City, MO
- 45+ days ago
Division Information Spectrum Brands Global Pet Care is a market leading pet care provider, based in St. Louis, Missouri with distribution, manufacturing and sales offices throughout the US and...
Job Summary: The Compliance Associate ensures all DOT qualified employees are in compliance with FMCSA hours of service regulations. Essential Job Functions: Build and maintain driver profiles in...
Demographic Data for Missouri
Moving to Missouri? Find some basic demographic data about Missouri below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Missouri
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Missouri offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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