Compliance Specialist Jobs in New Jersey
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive a high-performance...
- Princeton, NJ
- 9 days ago
- Princeton, NJ
- 9 days ago
Associate, Regulatory Engagement & Development and Broker-Dealer Compliance BlackRock 3.4 ( ) Princeton, NJ Why you should apply for a job to BlackRock : 67% say the CEO supports gender diversity...
Senior Business Management Specialist - Compliance Operations
- Mount Laurel, NJ
- 11 days ago
- Mount Laurel, NJ
- 11 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Description: The Regulatory Affairs Specialist assists in the preparation, review and submission of high quality, regulatory submissions such to the Food and Drug Administration (FDA) and other...
Company: Kelly Services Location: Bridgewater, NJ Career Level: Associate Industries: Recruitment Agency, Staffing, Job Board Description Regulatory Specialist - Ad Promo (medical device) Kelly...
Remote WorkSymrise is a global supplier of fragrances and flavors, cosmetic active ingredients as well as functional ingredients. Its customers include perfume, cosmetics, food and beverage manufacturers,...
What is the Opportunity? We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance programs at a...
Job Description What is the Opportunity? We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance...
Senior Compliance Associate, Policies & Procedures
- Jersey City, NJ
- 22 days ago
- Jersey City, NJ
- 22 days ago
The Role The Senior Compliance Associate, Policies and Procedures, will play a critical role in working closely with business counterparts to develop and maintain compliance policies and...
The role: The Food Safety & Regulatory Compliance Specialist in the food industry is responsible for policy creation and implementation of the programs for food safety, and to ensure compliance of regulatory...
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ
- 26 days ago
- Jersey City, NJ
- 26 days ago
The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory agencies and Firm employees regarding issues related to the...
Ashland Inc. Are you the kind of person that is always thinking, sketching, seeking, and adjusting? Who needs to understand how things work and then figure out how they can work better? Are you a...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ
- 29 days ago
- Jersey City, NJ
- 29 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Summary Staff Regulatory Affairs Specialist Franklin Lakes NJ BD Specimen Management (SM) offers a comprehensive range of solutions spanning the entire specimen management continuum and...
International Regulatory Compliance Specialist
- Mount Laurel, NJ
- 30+ days ago
- Mount Laurel, NJ
- 30+ days ago
One of our food & beverage manufacturing clients is seeking an International Regulatory Compliance Specialist to join their team on site in Mount Laurel, NJ....
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Salary for Compliance Specialist Jobs in New Jersey
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in New Jersey offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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