Compliance Specialist Jobs in New Jersey
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
With a passion for life Join our diverse teams of passionate people and a career that allows you to develop both personally and professionally. At Getinge we exist to make life-saving technology...
Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Hackettstown, NJ
- 7 days ago
- Hackettstown, NJ
- 7 days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Warren, NJ
- 10 days ago
- Warren, NJ
- 10 days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Sr. Analyst, Compliance - AML Modeling Country: United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Institutional Compliance Officer - Research
- New Brunswick, NJ
- 16 days ago
- New Brunswick, NJ
- 16 days ago
Recruitment/Posting Title: Institutional Compliance Officer - Research Job Category: Staff & Executive - Legal Department: UFA-Univ Ethics & Compliance Overview: Rutgers, The State University of...
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote WorkYour Future Evolves Here Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Join a team! We are a global diversified pharmaceutical company enriching lives through our relentless drive to deliver better health outcomes. We develop, manufacture and market a range of...
Regulatory Affairs Specialist (Food & Beverage)
- Saddle Brook, NJ
- 23 days ago
- Saddle Brook, NJ
- 23 days ago
Symrise is a global supplier of fragrances, flavors, food, nutrition, and cosmetic ingredients. Its clients include manufacturers of perfumes, cosmetics, food and beverages, pharmaceuticals and...
Senior Compliance Associate, Investment Compliance
- Jersey City, NJ
- 30+ days ago
- Jersey City, NJ
- 30+ days ago
New Products: The senior compliance associate will assist with new product launches across a spectrum of products and wrappers, including separately managed accounts, mutual funds, UCITS and private...
Sun Pharma is the world's fourth largest generics company with presence in Specialty, Generics and Consumer Healthcare products. Supported by more than 40 manufacturing facilities, we provide...
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ
- 90+ days ago
- Jersey City, NJ
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
International Regulatory Compliance Specialist
- Mount Laurel, NJ
- 30+ days ago
- Mount Laurel, NJ
- 30+ days ago
One of our food & beverage manufacturing clients is seeking an International Regulatory Compliance Specialist to join their team on site in Mount Laurel, NJ....
Interstate Waste Services, Inc. Corporate Compliance Analyst in Teaneck , New Jersey Overview Interstate Waste Services is the most progressive and innovative provider of solid waste and recycling...
Demographic Data for New Jersey
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Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in New Jersey
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in New Jersey offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Equity Research
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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