Compliance Specialist Jobs in New York
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
CMS Marketing Materials Regulatory/Compliance Associate
- New York, NY
- 4 hours ago
- New York, NY
- 4 hours ago
AMERICAN CYBERSYSTEMS INC. CMS Marketing Materials Regulatory/Compliance Associate in New York , New York Innova Solutions is immediately hiring for a CMS Marketing Materials Regulatory/Compliance...
Compliance Officer V#25-57017 $53.10-$55.60 per hour New York, NY All On-site Job Description Our Client, a Banking company, is looking for a Compliance Officer V for their New York, NY/ Hybrid...
Licensing Compliance Consultant VIAJP00001268 A leading digital streaming network is seeking a Licensing Compliance Consultant. The successful candidate will primarily manage collections and...
Senior Compliance Officer - Monitoring and Testing, TD Securities
- New York, NY
- 21 hours ago
- New York, NY
- 21 hours ago
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Senior Compliance Officer - Issues Management & Program Reporting
- New York, NY
- 1 day ago
- New York, NY
- 1 day ago
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Senior Business Management Specialist - Compliance Operations
- New York, NY
- 1 day ago
- New York, NY
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Advanced Cybersecurity Governance Risk & Compliance Analyst
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Position at MTA Headquarters JOB TITLE: Advanced Cybersecurity Governance, Risk and Compliance Analyst SALARY RANGE: $136,727 - $161,382 HAY POINTS: 634 DEPT/DIV: Information Technology /...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Team players wanted: The pbb Deutsche Pfandbriefbank is a leading specialist bank for financing investments in commercial real estate and public infrastructure in Europe and the USA. We have more...
Join a leader in the Credit Union industry as a member of Suffolk Credit Union's Risk Management/Compliance Team. Suffolk Credit Union is a nonprofit cooperative financial institution where every...
funds, private funds AFC qualifications, e.g....
AMERICAN CYBERSYSTEMS INC. CMS Materials Compliance Associate in New York , New York Innova Solutions is immediately hiring for a CMS Materials Compliance Associate Position type: Fulltime...
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote WorkGuided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department. We drive a high-performance...
Overview Hudson Valley Credit Union is currently recruiting for the position of Legal and Compliance Analyst. Primary Function: support the management, optimization, and analysis within our legal...
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Salary for Compliance Specialist Jobs in New York
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Affirmative Action
- ISO Certified
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Lending
- Client Relationships
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Verbal Communication
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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