Compliance Specialist Jobs in New York

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 74 Jobs

Compliance Officer

  • New York, NY
  • 6 hours ago
  • New York, NY
  • 6 hours ago

This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...

Technology Risk & Compliance Analyst

  • New York, NY
  • 6 hours ago
  • New York, NY
  • 6 hours ago

## **TECHNOLOGY RISK & COMPLIANCE ANALYST** ***INFORMATION SERVICES DEPARTMENT***Debevoise & Plimpton LLP is a premier law firm with market-leading practices, a global perspective and strong New...

Compliance Officer

  • New York, NY
  • 7 hours ago
  • New York, NY
  • 7 hours ago

What it's about Partners Group's Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory requirements and protecting the firm from regulatory and...

Senior Business Management Specialist - Compliance Operations

  • New York, NY
  • 1 day ago
  • New York, NY
  • 1 day ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Technical Project Manager in Risk and Compliance - Consultant

  • New York, NY
  • 2 days ago
  • New York, NY
  • 2 days ago

About Sia Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science,...

Senior Lead Compliance Officer - Rates Compliance

  • New York, NY
  • 3 days ago
  • New York, NY
  • 3 days ago

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the Macro Sales & Trading Compliance Team is a...

Director, Markets Compliance Officer

  • New York, NY
  • 3 days ago
  • New York, NY
  • 3 days ago

Requisition ID: # Salary Range: 180.000,00 - 301.500,00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the...

HR Records and Compliance Associate (Personnel Representative), HR Records Management DepartmentHR COMPLIANCE AND RECORDS Location Manhattan Job ID123689 Civil Service ClassificationManagerial...

Risk & Compliance Analyst

  • Buffalo, NY
  • 5 days ago
  • Buffalo, NY
  • 5 days ago

Company : Highmark Health Job Description : JOB SUMMARY This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of...

Compliance Consultant, Funds Management

  • Albany, NY
  • 6 days ago
  • Albany, NY
  • 6 days ago

Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...

Remote Work

Senior CRA Compliance Officer - US CRA

  • New York, NY
  • 7 days ago
  • New York, NY
  • 7 days ago

Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA Compliance Officer to...

Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...

Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...

Analyst, Compliance & Control

  • New York, NY
  • 14 days ago
  • New York, NY
  • 14 days ago

About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...

IT Risk and Compliance Analyst

  • New York, NY
  • 17 days ago
  • New York, NY
  • 17 days ago

IT Risk and Compliance Analyst NYC or Chicago Hybrid 2 days Onsite Job Description: Must Have: Strong communication skills to all levels, with previous experience of writing reports for senior...

Demographic Data for New York

Moving to New York? Find some basic demographic data about New York below.


Local
National
20,201,017
534,422

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Title Synonyms

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Salary for Compliance Specialist Jobs in New York

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in New York offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.1%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in New York
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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